CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+20.52%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,050
New
Increased
Reduced
Closed

Top Buys

1
+$16.3M
2
+$9.62M
3
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

1
+$8.86M
2
+$5.21M
3
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRTV
1876
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
1
CEQP
1877
DELISTED
Crestwood Equity Partners LP
CEQP
$0 ﹤0.01%
27
LTRPA
1878
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$0 ﹤0.01%
34
-2
RAD
1879
DELISTED
Rite Aid Corporation
RAD
– –
-50
FFTG
1880
DELISTED
FormulaFolios Tactical Growth ETF
FFTG
$0 ﹤0.01%
15
BBIG
1881
DELISTED
Vinco Ventures, Inc. Common Stock
BBIG
$0 ﹤0.01%
2
-29
NOVN
1882
DELISTED
Novan, Inc. Common Stock
NOVN
$0 ﹤0.01%
100
CS
1883
DELISTED
Credit Suisse Group
CS
$0 ﹤0.01%
+20
DBD
1884
DELISTED
Diebold Nixdorf Incorporated
DBD
$0 ﹤0.01%
40
SJR
1885
DELISTED
Shaw Communications Inc.
SJR
– –
-1,992
AUY
1886
DELISTED
Yamana Gold, Inc.
AUY
$0 ﹤0.01%
100
CAJ
1887
DELISTED
Canon, Inc.
CAJ
– –
-400
CHAD
1888
DELISTED
Direxion Daily CSI 300 China A Share Bear 1X Shares
CHAD
$0 ﹤0.01%
+51
VLDR
1889
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$0 ﹤0.01%
100
CLR
1890
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-1,568
GCP
1891
DELISTED
GCP Applied Technologies Inc.
GCP
$0 ﹤0.01%
40
PTR
1892
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
– –
-1,865
SPXZ
1893
DELISTED
Morgan Creek Exos SPAC Originated ETF
SPXZ
– –
-276
TPTX
1894
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
$0 ﹤0.01%
+6
MTOR
1895
DELISTED
MERITOR, Inc.
MTOR
$0 ﹤0.01%
9
ZNGA
1896
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$0 ﹤0.01%
115
MIME
1897
DELISTED
Mimecast Limited
MIME
– –
-1,101
PBCT
1898
DELISTED
People's United Financial Inc
PBCT
$0 ﹤0.01%
29
XEC
1899
DELISTED
CIMAREX ENERGY CO
XEC
– –
-863
SYKE
1900
DELISTED
SYKES Enterprises Inc
SYKE
– –
-800
74 75
76
77 78