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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPWR icon
1876
Monolithic Power Systems
MPWR
$68.6B
$0 ﹤0.01%
+1
New +$455
MRVI icon
1877
Maravai LifeSciences
MRVI
$910M
$0 ﹤0.01%
10
-983
-99% -$47.9K
MT icon
1878
ArcelorMittal
MT
$55.9B
$0 ﹤0.01%
10
+8
+400% +$261
MTZ icon
1879
MasTec
MTZ
$21.9B
– –
-572
Closed -$60K
MUFG icon
1880
Mitsubishi UFJ Financial
MUFG
$250B
$0 ﹤0.01%
+64
New +$355
MUX icon
1881
McEwen Inc
MUX
$1.17B
– –
-520
Closed -$7K
MVV icon
1882
ProShares Ultra MidCap400
MVV
$162M
$0 ﹤0.01%
9
– –
MX icon
1883
Magnachip Semiconductor
MX
$137M
$0 ﹤0.01%
42
-38
-48% -$757
NGD
1884
DELISTED
New Gold Inc
NGD
$0 ﹤0.01%
80
– –
NNN icon
1885
NNN REIT
NNN
$8.84B
$0 ﹤0.01%
19
– –
NOG icon
1886
Northern Oil and Gas
NOG
$2.51B
– –
-2,885
Closed -$59K
NRG icon
1887
NRG Energy
NRG
$25.2B
$0 ﹤0.01%
10
– –
NTES icon
1888
NetEase
NTES
$84.9B
– –
-200
Closed -$23K
NVT icon
1889
nVent Electric
NVT
$26.6B
$0 ﹤0.01%
15
– –
NWSA icon
1890
News Corp Class A
NWSA
$15.3B
$0 ﹤0.01%
42
– –
OMF icon
1891
OneMain Financial
OMF
$7.23B
– –
-1,056
Closed -$63K
ON icon
1892
ON Semiconductor
ON
$31.4B
$0 ﹤0.01%
+2
New +$85
PCG icon
1893
PG&E
PCG
$38B
$0 ﹤0.01%
+100
New +$944
PDM
1894
Piedmont Realty Trust
PDM
$1.14B
– –
-238
Closed -$4K
PFIG icon
1895
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$117M
$0 ﹤0.01%
23
– –
PHK
1896
PIMCO High Income Fund
PHK
$878M
$0 ﹤0.01%
7
– –
PHR icon
1897
Phreesia
PHR
$766M
– –
-1,045
Closed -$64K
PICB icon
1898
Invesco International Corporate Bond ETF
PICB
$360M
$0 ﹤0.01%
22
– –
PLAB icon
1899
Photronics
PLAB
$1.9B
– –
-8,335
Closed -$110K
PNW icon
1900
Pinnacle West Capital
PNW
$12.1B
$0 ﹤0.01%
+2
New +$159
74 75
76
77 78

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.