CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+20.52%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,050
New
Increased
Reduced
Closed

Top Buys

1
+$16.3M
2
+$9.62M
3
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

1
+$8.86M
2
+$5.21M
3
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLDR
1876
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$0 ﹤0.01%
100
CLR
1877
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-1,568
GCP
1878
DELISTED
GCP Applied Technologies Inc.
GCP
$0 ﹤0.01%
40
PTR
1879
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
– –
-1,865
SPXZ
1880
DELISTED
Morgan Creek Exos SPAC Originated ETF
SPXZ
– –
-276
TPTX
1881
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
$0 ﹤0.01%
+6
MTOR
1882
DELISTED
MERITOR, Inc.
MTOR
$0 ﹤0.01%
9
ZNGA
1883
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$0 ﹤0.01%
115
MIME
1884
DELISTED
Mimecast Limited
MIME
– –
-1,101
PBCT
1885
DELISTED
People's United Financial Inc
PBCT
$0 ﹤0.01%
29
XEC
1886
DELISTED
CIMAREX ENERGY CO
XEC
– –
-863
SYKE
1887
DELISTED
SYKES Enterprises Inc
SYKE
– –
-800
MXIM
1888
DELISTED
Maxim Integrated Products
MXIM
– –
-301
BPYU
1889
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
– –
-545
ALXN
1890
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-7
WORK
1891
DELISTED
Slack Technologies, Inc.
WORK
– –
-1,298
PRAH
1892
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-1,410
NAV
1893
DELISTED
Navistar International
NAV
– –
-65
DZSI
1894
DELISTED
DZS Inc. Common Stock
DZSI
$0 ﹤0.01%
4
CFRX
1895
DELISTED
ContraFect Corporation
CFRX
$0 ﹤0.01%
3
MFGP
1896
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$0 ﹤0.01%
1
COWN
1897
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
-95
NLSN
1898
DELISTED
Nielsen Holdings plc
NLSN
$0 ﹤0.01%
23
FUT
1899
DELISTED
ProShares Managed Futures Strategy ETF
FUT
$0 ﹤0.01%
14
STFC
1900
DELISTED
State Auto Financial Corp
STFC
$0 ﹤0.01%
10
74 75
76
77 78