CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+20.52%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,050
New
Increased
Reduced
Closed

Top Buys

1
+$16.3M
2
+$9.62M
3
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

1
+$8.86M
2
+$5.21M
3
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLYV icon
1776
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.4B
$0 ﹤0.01%
1
SMDV icon
1777
ProShares Russell 2000 Dividend Growers ETF
SMDV
$662M
– –
-42
WOW
1778
DELISTED
WideOpenWest
WOW
– –
-7,773
WSBC icon
1779
WesBanco
WSBC
$3.25B
– –
-251
WSM icon
1780
Williams-Sonoma
WSM
$22.8B
– –
-916
YELP icon
1781
Yelp
YELP
$1.59B
$0 ﹤0.01%
17
ZLAB icon
1782
Zai Lab
ZLAB
$2.56B
$0 ﹤0.01%
+2
ZNTL icon
1783
Zentalis Pharmaceuticals
ZNTL
$272M
$0 ﹤0.01%
10
INVX
1784
Innovex International
INVX
$1.9B
$0 ﹤0.01%
12
NAGE
1785
Niagen Bioscience
NAGE
$392M
– –
-6,605
DNMR
1786
DELISTED
Danimer Scientific, Inc.
DNMR
$0 ﹤0.01%
1
-5
SPLK
1787
DELISTED
Splunk Inc
SPLK
$0 ﹤0.01%
+2
BKCC
1788
DELISTED
BlackRock Capital Investment Corporation
BKCC
$0 ﹤0.01%
217
SGEN
1789
DELISTED
Seagen Inc. Common Stock
SGEN
$0 ﹤0.01%
+2
TMX
1790
DELISTED
Terminix Global Holdings, Inc.
TMX
– –
-1,178
NRG icon
1791
NRG Energy
NRG
$33.4B
$0 ﹤0.01%
10
NTES icon
1792
NetEase
NTES
$70B
– –
-200
NVT icon
1793
nVent Electric
NVT
$23.2B
$0 ﹤0.01%
15
NWSA icon
1794
News Corp Class A
NWSA
$14.5B
$0 ﹤0.01%
42
OMF icon
1795
OneMain Financial
OMF
$6.97B
– –
-1,056
ON icon
1796
ON Semiconductor
ON
$38.3B
$0 ﹤0.01%
+2
PCG icon
1797
PG&E
PCG
$37B
$0 ﹤0.01%
+100
PDM
1798
Piedmont Realty Trust
PDM
$1.02B
– –
-238
PFIG icon
1799
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$113M
$0 ﹤0.01%
23
PHK
1800
PIMCO High Income Fund
PHK
$843M
$0 ﹤0.01%
7
70 71
72
73 74