CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Quarter Est. Return
1 Year Est. Return
+20.52%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,050
New
Increased
Reduced
Closed

Top Buys

1
+$15.8M
2
+$9.38M
3
+$4.68M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.92M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.76M

Top Sells

1
+$8.62M
2
+$5.03M
3
+$2.97M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.5M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.94M

Sector Composition

1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYKE
1776
DELISTED
SYKES Enterprises Inc
SYKE
– –
-800
MXIM
1777
DELISTED
Maxim Integrated Products
MXIM
– –
-301
BPYU
1778
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
– –
-545
ALXN
1779
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-7
WORK
1780
DELISTED
Slack Technologies, Inc.
WORK
– –
-1,298
PRAH
1781
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-1,410
NAV
1782
DELISTED
Navistar International
NAV
– –
-65
DZSI
1783
DELISTED
DZS Inc. Common Stock
DZSI
$0 ﹤0.01%
4
CFRX
1784
DELISTED
ContraFect Corporation
CFRX
$0 ﹤0.01%
3
MFGP
1785
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$0 ﹤0.01%
1
COWN
1786
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
-95
NLSN
1787
DELISTED
Nielsen Holdings plc
NLSN
$0 ﹤0.01%
23
FUT
1788
DELISTED
ProShares Managed Futures Strategy ETF
FUT
$0 ﹤0.01%
14
STFC
1789
DELISTED
State Auto Financial Corp
STFC
$0 ﹤0.01%
10
NEWN
1790
DELISTED
NEW ENG SYS GRP COM STK (NV)
NEWN
$0 ﹤0.01%
30
MPWR icon
1791
Monolithic Power Systems
MPWR
$45.9B
$0 ﹤0.01%
+1
MRVI icon
1792
Maravai LifeSciences
MRVI
$415M
$0 ﹤0.01%
10
-983
MT icon
1793
ArcelorMittal
MT
$29.8B
$0 ﹤0.01%
10
+8
MTZ icon
1794
MasTec
MTZ
$15.8B
– –
-572
MUFG icon
1795
Mitsubishi UFJ Financial
MUFG
$172B
$0 ﹤0.01%
+64
MUX icon
1796
McEwen Inc
MUX
$875M
– –
-520
MVV icon
1797
ProShares Ultra MidCap400
MVV
$149M
$0 ﹤0.01%
9
MX icon
1798
Magnachip Semiconductor
MX
$81.6M
$0 ﹤0.01%
42
-38
NAD icon
1799
Nuveen Quality Municipal Income Fund
NAD
$2.76B
– –
0
NGD
1800
New Gold Inc
NGD
$5.57B
$0 ﹤0.01%
80
70 71
72
73 74