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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHF icon
1776
Brighthouse Financial
BHF
$3.46B
$0 ﹤0.01%
1
– –
BLKB icon
1777
Blackbaud
BLKB
$2.09B
$0 ﹤0.01%
9
-19
-68% -$1.34K
BMBL icon
1778
Bumble
BMBL
$360M
$0 ﹤0.01%
15
-591
-98% -$30.7K
BME icon
1779
BlackRock Health Sciences Trust
BME
$574M
– –
-500
Closed -$24K
BST icon
1780
BlackRock Science and Technology Trust
BST
$1.7B
– –
-1,000
Closed -$59K
CBOE icon
1781
Cboe Global Markets
CBOE
$29.8B
$0 ﹤0.01%
7
– –
CCEP icon
1782
Coca-Cola Europacific Partners
CCEP
$46.9B
$0 ﹤0.01%
+9
New +$535
CDNA icon
1783
CareDx
CDNA
$2.44B
– –
-626
Closed -$57K
CDW icon
1784
CDW
CDW
$17.1B
$0 ﹤0.01%
+1
New +$189
CHE icon
1785
Chemed
CHE
$7.18B
– –
-30
Closed -$14K
CLNE icon
1786
Clean Energy Fuels
CLNE
$355M
$0 ﹤0.01%
50
– –
CLSK icon
1787
CleanSpark
CLSK
$2.97B
$0 ﹤0.01%
29
– –
CMA
1788
DELISTED
Comerica
CMA
$0 ﹤0.01%
10
– –
CNDT icon
1789
Conduent
CNDT
$242M
$0 ﹤0.01%
120
– –
CNNE icon
1790
Cannae Holdings
CNNE
$644M
– –
-48
Closed -$1K
COLD icon
1791
Americold
COLD
$4.17B
$0 ﹤0.01%
18
– –
COMB icon
1792
GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF
COMB
$151M
– –
-6,815
Closed -$193K
COTY icon
1793
Coty
COTY
$2.51B
$0 ﹤0.01%
29
-1,000
-97% -$8.56K
CRI icon
1794
Carter's
CRI
$1.48B
– –
-1,781
Closed -$183K
CROX icon
1795
Crocs
CROX
$6.63B
$0 ﹤0.01%
+6
New +$824
CRUS icon
1796
Cirrus Logic
CRUS
$6.11B
– –
-2,020
Closed -$171K
CVE icon
1797
Cenovus Energy
CVE
$54.5B
$0 ﹤0.01%
+85
New +$726
CVNA icon
1798
Carvana
CVNA
$81.5B
$0 ﹤0.01%
+10
New +$665
CZR icon
1799
Caesars Entertainment
CZR
$6.13B
$0 ﹤0.01%
+4
New +$391
DDOG icon
1800
Datadog
DDOG
$93.6B
$0 ﹤0.01%
+2
New +$253
70 71
72
73 74

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.