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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UWM icon
1776
ProShares Ultra Russell2000
UWM
$243M
$0 ﹤0.01%
10
– –
VIAV icon
1777
Viavi Solutions
VIAV
$9.18B
$0 ﹤0.01%
2
– –
VNO icon
1778
Vornado Realty Trust
VNO
$7.26B
– –
-37
Closed -$1K
VNQI icon
1779
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$0 ﹤0.01%
4
– –
VRAI icon
1780
Virtus Real Asset Income ETF
VRAI
$18.4M
– –
-210
Closed -$4K
VRNS icon
1781
Varonis Systems
VRNS
$4.87B
– –
-333
Closed -$18K
VTOL icon
1782
Bristow Group
VTOL
$1.38B
$0 ﹤0.01%
5
– –
WTW icon
1783
Willis Towers Watson
WTW
$31.9B
– –
-17
Closed -$3K
XBIT icon
1784
XBiotech
XBIT
$69.5M
– –
-100
Closed -$1K
YELP icon
1785
Yelp
YELP
$1.35B
$0 ﹤0.01%
17
– –
ZNTL icon
1786
Zentalis Pharmaceuticals
ZNTL
$297M
$0 ﹤0.01%
10
– –
DAY
1787
DELISTED
Dayforce
DAY
– –
-307
Closed -$32K
TXNM
1788
TXNM Energy Inc
TXNM
$5.91B
$0 ﹤0.01%
10
– –
INVX
1789
Innovex International
INVX
$2.04B
$0 ﹤0.01%
12
– –
SGI
1790
Somnigroup International
SGI
$13.6B
– –
-915
Closed -$24K
PFC
1791
DELISTED
Premier Financial Corp. Common Stock
PFC
$0 ﹤0.01%
+11
New +$325
ENLC
1792
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$0 ﹤0.01%
139
– –
MSVX
1793
DELISTED
LHA Market State Alpha Seeker ETF
MSVX
$0 ﹤0.01%
18
– –
PRMW
1794
DELISTED
Primo Water Corporation
PRMW
– –
-861
Closed -$13K
TUP
1795
DELISTED
Tupperware Brands Corporation
TUP
– –
-2,013
Closed -$65K
ERF
1796
DELISTED
Enerplus Corporation
ERF
$0 ﹤0.01%
+96
New +$424
BKCC
1797
DELISTED
BlackRock Capital Investment Corporation
BKCC
$0 ﹤0.01%
217
– –
CEQP
1798
DELISTED
Crestwood Equity Partners LP
CEQP
$0 ﹤0.01%
+27
New +$608
LTRPA
1799
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$0 ﹤0.01%
36
– –
FFTG
1800
DELISTED
FormulaFolios Tactical Growth ETF
FFTG
$0 ﹤0.01%
15
– –
70 71
72
73 74

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.