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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGG
1776
DELISTED
Briggs & Stratton Corp.
BGG
$0 ﹤0.01%
181
– –
SRF
1777
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
– –
-140
Closed –
WBC
1778
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-33
Closed -$4K
JCP
1779
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
14
-25
-64% -$6
AGN
1780
DELISTED
Allergan plc
AGN
– –
-1,155
Closed -$204K
TSG
1781
DELISTED
The Stars Group Inc.
TSG
– –
-495
Closed -$10K
CARO
1782
DELISTED
Carolina Financial Corp.
CARO
– –
-1,020
Closed -$26K
RTN
1783
DELISTED
Raytheon Company
RTN
– –
-2,701
Closed -$354K
S
1784
DELISTED
Sprint Corporation
S
– –
-1,774
Closed -$15K
TLRA
1785
DELISTED
Telaria, Inc.
TLRA
– –
-670
Closed -$4K
CRC
1786
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
714
+700
+5,000% +$1.18K
GRES
1787
DELISTED
IQ ARB Global Resources
GRES
– –
-1,000
Closed -$21K
WLL
1788
DELISTED
Whiting Petroleum Corporation
WLL
$0 ﹤0.01%
1
– –
REGI
1789
DELISTED
Renewable Energy Group, Inc.
REGI
$0 ﹤0.01%
3
– –
FUT
1790
DELISTED
ProShares Managed Futures Strategy ETF
FUT
– –
-19,450
Closed -$780K
STFC
1791
DELISTED
State Auto Financial Corp
STFC
$0 ﹤0.01%
10
– –
UFS
1792
DELISTED
DOMTAR CORPORATION (New)
UFS
$0 ﹤0.01%
1
– –
CHU
1793
DELISTED
China Unicom (HONG KONG) Limited
CHU
$0 ﹤0.01%
2
– –
FTR
1794
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
46
– –
NEWN
1795
DELISTED
NEW ENG SYS GRP COM STK (NV)
NEWN
$0 ﹤0.01%
30
– –
68 69 70 71
72

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.