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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DZSI
1776
DELISTED
DZS Inc. Common Stock
DZSI
$0 ﹤0.01%
4
– –
VAL
1777
DELISTED
Valaris plc Class A Ordinary Share
VAL
$0 ﹤0.01%
240
– –
DNR
1778
DELISTED
Denbury Resources, Inc.
DNR
$0 ﹤0.01%
+1,300
New +$1.09K
LM
1779
DELISTED
Legg Mason, Inc.
LM
$0 ﹤0.01%
1
– –
BGG
1780
DELISTED
Briggs & Stratton Corp.
BGG
$0 ﹤0.01%
181
– –
TECD
1781
DELISTED
Tech Data Corp
TECD
– –
-288
Closed -$41K
CHK
1782
DELISTED
Chesapeake Energy Corporation
CHK
– –
-5
Closed –
SRF
1783
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$0 ﹤0.01%
140
– –
JCP
1784
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
39
– –
DLBR
1785
DELISTED
VelocityShares Short LIBOR ETN
DLBR
– –
-917
Closed -$22K
AYR
1786
DELISTED
Aircastle Ltd
AYR
– –
-1,740
Closed -$55K
INST
1787
DELISTED
Instructure, Inc.
INST
– –
-862
Closed -$41K
ZAYO
1788
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
-500
Closed -$17K
DWTR
1789
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
– –
-11,100
Closed -$363K
FRN
1790
DELISTED
Invesco Frontier Markets ETF
FRN
– –
-11,944
Closed -$170K
RWW
1791
DELISTED
Invesco S&P Financials Revenue ETF
RWW
– –
-93
Closed -$6K
CART
1792
DELISTED
Carolina Trust BancShares
CART
– –
-3,484
Closed -$45K
TCF
1793
DELISTED
TCF Financial Corporation Common Stock
TCF
$0 ﹤0.01%
35
– –
GNCA
1794
DELISTED
Genocea Biosciences, Inc.
GNCA
– –
-375
Closed –
MFGP
1795
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
– –
-10
Closed –
ICON
1796
DELISTED
Iconix Brand Group, Inc.
ICON
– –
-1
Closed –
CRC
1797
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
14
-286
-95% -$1.77K
WLL
1798
DELISTED
Whiting Petroleum Corporation
WLL
$0 ﹤0.01%
+1
New +$256
REGI
1799
DELISTED
Renewable Energy Group, Inc.
REGI
$0 ﹤0.01%
3
– –
STFC
1800
DELISTED
State Auto Financial Corp
STFC
$0 ﹤0.01%
10
– –
69 70 71
72
73

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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.