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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHIP icon
1751
Seanergy Maritime Holdings
SHIP
$348M
$0 ﹤0.01%
+15
New +$172
SHYG icon
1752
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.59B
$0 ﹤0.01%
16
– –
SIRI icon
1753
SiriusXM
SIRI
$9.7B
$0 ﹤0.01%
8
-829
-99% -$50.5K
SJNK icon
1754
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
– –
-262
Closed -$7K
SNPS icon
1755
Synopsys
SNPS
$78.8B
$0 ﹤0.01%
+2
New +$508
SONN
1756
DELISTED
Sonnet BioTherapeutics
SONN
– –
0
– –
SPXS icon
1757
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$332M
$0 ﹤0.01%
+1
New +$350
SRV
1758
NXG Cushing Midstream Energy Fund
SRV
$216M
$0 ﹤0.01%
28
– –
SSO icon
1759
ProShares Ultra S&P500
SSO
$8.41B
$0 ﹤0.01%
16
– –
STE icon
1760
Steris
STE
$23.3B
$0 ﹤0.01%
+4
New +$742
STLD icon
1761
Steel Dynamics
STLD
$38.5B
$0 ﹤0.01%
1
– –
SWBI icon
1762
Smith & Wesson
SWBI
$636M
– –
-100
Closed -$1K
TBT icon
1763
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$310M
– –
-76
Closed -$1K
TEAM icon
1764
Atlassian
TEAM
$38.5B
– –
-20
Closed -$4K
TFX icon
1765
Teleflex
TFX
$5.89B
$0 ﹤0.01%
+2
New +$801
THG icon
1766
Hanover Insurance
THG
$7.86B
$0 ﹤0.01%
+5
New +$603
TK icon
1767
Teekay
TK
$973M
$0 ﹤0.01%
300
– –
TLH icon
1768
iShares 10-20 Year Treasury Bond ETF
TLH
$10.8B
$0 ﹤0.01%
4
– –
TLRY icon
1769
Tilray
TLRY
$602M
– –
-5
Closed –
TREX icon
1770
Trex
TREX
$4.91B
– –
-165
Closed -$13K
TTC icon
1771
Toro Company
TTC
$9.4B
$0 ﹤0.01%
+5
New +$500
TWST icon
1772
Twist Bioscience
TWST
$7.83B
– –
-95
Closed -$13K
UHS icon
1773
Universal Health Services
UHS
$10.5B
– –
-100
Closed -$13K
UJUL icon
1774
Innovator US Equity Ultra Buffer ETF July
UJUL
$297M
– –
-5,409
Closed -$143K
UNF icon
1775
Unifirst Corp
UNF
$5.24B
– –
-12
Closed -$2.76K
69 70
71
72 73

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.