We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRA
1751
DELISTED
Kraton Corporation
KRA
$0 ﹤0.01%
+38
New +$514
GWB
1752
DELISTED
Great Western Bancorp, Inc.
GWB
$0 ﹤0.01%
60
– –
BMTC
1753
DELISTED
Bryn Mawr Bank Corp
BMTC
$0 ﹤0.01%
26
– –
COR
1754
DELISTED
Coresite Realty Corporation
COR
– –
-28
Closed -$3K
VTA
1755
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$0 ﹤0.01%
106
– –
CLDR
1756
DELISTED
Cloudera, Inc.
CLDR
– –
-100
Closed –
SFHY
1757
DELISTED
WisdomTree U.S. Short Term High Yield Corporate Bond Fund
SFHY
– –
-857
Closed -$37K
AIRTW
1758
DELISTED
Air T Inc Warrants
AIRTW
$0 ﹤0.01%
+4,192
New +$366
BPYU
1759
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$0 ﹤0.01%
90
– –
STAY
1760
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
– –
-398
Closed -$2K
CUB
1761
DELISTED
Cubic Corporation
CUB
$0 ﹤0.01%
+1
New +$41
PRSP
1762
DELISTED
Perspecta Inc. Common Stock
PRSP
– –
-6
Closed –
ZAGG
1763
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$0 ﹤0.01%
3
– –
AIG.WS
1764
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
45
– –
PE
1765
DELISTED
PARSLEY ENERGY INC
PE
$0 ﹤0.01%
65
– –
HSBC.PRA
1766
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
– –
-355
Closed -$8K
MVIN
1767
DELISTED
Natixis Seeyond International Minimum Volatility ETF
MVIN
– –
-450
Closed -$15K
GPOR
1768
DELISTED
Gulfport Energy Corp.
GPOR
$0 ﹤0.01%
315
– –
MNK
1769
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$0 ﹤0.01%
7
– –
PSV
1770
DELISTED
Hermitage Offshore Services Ltd.
PSV
$0 ﹤0.01%
+4
New +$3
LOGM
1771
DELISTED
LogMein, Inc.
LOGM
$0 ﹤0.01%
+1
New +$85
DZSI
1772
DELISTED
DZS Inc. Common Stock
DZSI
$0 ﹤0.01%
4
– –
VAL
1773
DELISTED
Valaris plc Class A Ordinary Share
VAL
$0 ﹤0.01%
240
– –
DNR
1774
DELISTED
Denbury Resources, Inc.
DNR
– –
-1,300
Closed –
LM
1775
DELISTED
Legg Mason, Inc.
LM
$0 ﹤0.01%
1
– –
68 69 70
71
72

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.