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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIVO
1751
DELISTED
Meridian Bioscience Inc
VIVO
$0 ﹤0.01%
3
– –
CLR
1752
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$0 ﹤0.01%
2
– –
SHLX
1753
DELISTED
Shell Midstream Partners, L.P.
SHLX
– –
-156
Closed -$3K
LFC
1754
DELISTED
China Life Insurance Company Ltd.
LFC
$0 ﹤0.01%
2
– –
XLNX
1755
DELISTED
Xilinx Inc
XLNX
– –
-237
Closed -$23K
MGLN
1756
DELISTED
Magellan Health Services, Inc.
MGLN
$0 ﹤0.01%
15
– –
BMTC
1757
DELISTED
Bryn Mawr Bank Corp
BMTC
$0 ﹤0.01%
26
– –
VTA
1758
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$0 ﹤0.01%
106
– –
CLDR
1759
DELISTED
Cloudera, Inc.
CLDR
$0 ﹤0.01%
100
– –
SQBG
1760
DELISTED
Sequential Brands Group, Inc.
SQBG
– –
0
– –
BPYU
1761
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$0 ﹤0.01%
90
– –
CMD
1762
DELISTED
Cantel Medical Corporation
CMD
$0 ﹤0.01%
25
– –
PRSP
1763
DELISTED
Perspecta Inc. Common Stock
PRSP
$0 ﹤0.01%
6
-8
-57% -$192
EGOV
1764
DELISTED
NIC Inc
EGOV
– –
-1,767
Closed -$39K
IPHI
1765
DELISTED
INPHI CORPORATION
IPHI
– –
-540
Closed -$39K
ACIA
1766
DELISTED
Acacia Communications Inc
ACIA
– –
-577
Closed -$39K
ZAGG
1767
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$0 ﹤0.01%
3
– –
AIG.WS
1768
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
45
– –
PE
1769
DELISTED
PARSLEY ENERGY INC
PE
$0 ﹤0.01%
65
– –
TIF
1770
DELISTED
Tiffany & Co.
TIF
$0 ﹤0.01%
1
– –
GPOR
1771
DELISTED
Gulfport Energy Corp.
GPOR
$0 ﹤0.01%
315
– –
MNK
1772
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$0 ﹤0.01%
7
– –
AMTD
1773
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-3,592
Closed -$178K
ETFC
1774
DELISTED
E*Trade Financial Corporation
ETFC
– –
-398
Closed -$18K
LOGM
1775
DELISTED
LogMein, Inc.
LOGM
– –
-12
Closed -$1K
69 70
71
72 73

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.