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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNOV icon
1726
Innovator US Equity Power Buffer ETF November
PNOV
$896M
– –
-1,700
Closed -$49K
POCT icon
1727
Innovator US Equity Power Buffer ETF October
POCT
$973M
– –
-3,819
Closed -$106K
PSCF icon
1728
Invesco S&P SmallCap Financials ETF
PSCF
$27M
– –
-217
Closed -$11.8K
PTIN icon
1729
Pacer Trendpilot International ETF
PTIN
$187M
– –
-2,360
Closed -$62K
QTWO icon
1730
Q2 Holdings
QTWO
$3.96B
– –
-1,891
Closed -$239K
RDFN
1731
DELISTED
Redfin
RDFN
$0 ﹤0.01%
+1
New +$76
RDOG icon
1732
ALPS REIT Dividend Dogs ETF
RDOG
$11.1M
$0 ﹤0.01%
20
– –
REXR icon
1733
Rexford Industrial Realty
REXR
$8.13B
$0 ﹤0.01%
+6
New +$295
RGA icon
1734
Reinsurance Group of America
RGA
$15.8B
$0 ﹤0.01%
+5
New +$594
RIG icon
1735
Transocean
RIG
$6.33B
$0 ﹤0.01%
56
– –
RIGL icon
1736
Rigel Pharmaceuticals
RIGL
$778M
$0 ﹤0.01%
+17
New +$673
RMAX icon
1737
RE/MAX Holdings
RMAX
$243M
– –
-100
Closed -$3.92K
RNG icon
1738
RingCentral
RNG
$5.38B
– –
-38
Closed -$14K
RODM icon
1739
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
– –
-754
Closed -$21K
RS icon
1740
Reliance Steel & Aluminium
RS
$21.9B
$0 ﹤0.01%
+1
New +$135
RVTY icon
1741
Revvity
RVTY
$12.9B
$0 ﹤0.01%
+2
New +$277
RWJ icon
1742
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
– –
-2,319
Closed -$62K
SCHC icon
1743
Schwab International Small-Cap Equity ETF
SCHC
$5.63B
$0 ﹤0.01%
12
– –
SCHE icon
1744
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$0 ﹤0.01%
18
– –
SCHH icon
1745
Schwab US REIT ETF
SCHH
$11.2B
$0 ﹤0.01%
16
– –
SCHR
1746
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
– –
-11,288
Closed -$328K
SCS
1747
DELISTED
Steelcase
SCS
$0 ﹤0.01%
50
– –
SDIV icon
1748
Global X SuperDividend ETF
SDIV
$1.22B
$0 ﹤0.01%
23
– –
SDOW icon
1749
ProShares UltraPro Short Dow 30
SDOW
$183M
– –
-625
Closed -$127K
SEF icon
1750
ProShares Short Financials
SEF
$13M
– –
-6
Closed –
68 69
70
71 72

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.