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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WRK
1726
DELISTED
WestRock Company
WRK
– –
-202
Closed -$5K
CTHR
1727
DELISTED
Charles & Colvard Ltd
CTHR
$0 ﹤0.01%
12
– –
CBD
1728
DELISTED
Companhia Brasileira de Distribuicao
CBD
$0 ﹤0.01%
1
– –
CPE
1729
DELISTED
Callon Petroleum Company
CPE
$0 ﹤0.01%
14
– –
BKCC
1730
DELISTED
BlackRock Capital Investment Corporation
BKCC
$0 ﹤0.01%
200
– –
CORR
1731
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$0 ﹤0.01%
1
– –
VRTV
1732
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
1
– –
CCF
1733
DELISTED
Chase Corporation
CCF
$0 ﹤0.01%
5
– –
LTRPA
1734
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$0 ﹤0.01%
36
– –
RAD
1735
DELISTED
Rite Aid Corporation
RAD
$0 ﹤0.01%
50
– –
TRTN
1736
DELISTED
Triton International Limited
TRTN
$0 ﹤0.01%
1
– –
NMTR
1737
DELISTED
9 Meters Biopharma
NMTR
$0 ﹤0.01%
+30
New +$338
NOVN
1738
DELISTED
Novan, Inc. Common Stock
NOVN
$0 ﹤0.01%
100
– –
GER
1739
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$0 ﹤0.01%
+40
New +$315
CS
1740
DELISTED
Credit Suisse Group
CS
$0 ﹤0.01%
1
– –
AUD
1741
DELISTED
Audacy, Inc.
AUD
$0 ﹤0.01%
44
– –
CSII
1742
DELISTED
Cardiovascular Systems, Inc.
CSII
$0 ﹤0.01%
26
– –
AUY
1743
DELISTED
Yamana Gold, Inc.
AUY
$0 ﹤0.01%
100
– –
STOR
1744
DELISTED
STORE Capital Corporation
STOR
$0 ﹤0.01%
33
– –
VIVO
1745
DELISTED
Meridian Bioscience Inc
VIVO
$0 ﹤0.01%
3
– –
CLR
1746
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-2
Closed –
CVET
1747
DELISTED
Covetrus, Inc. Common Stock
CVET
– –
-800
Closed -$6K
LFC
1748
DELISTED
China Life Insurance Company Ltd.
LFC
$0 ﹤0.01%
2
– –
MIC
1749
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-1,600
Closed -$40K
CONE
1750
DELISTED
CyrusOne Inc Common Stock
CONE
– –
-53
Closed -$3K
68 69
70
71 72

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.