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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPLK
1726
DELISTED
Splunk Inc
SPLK
– –
-32
Closed -$4K
BKCC
1727
DELISTED
BlackRock Capital Investment Corporation
BKCC
$0 ﹤0.01%
200
– –
MDRX
1728
DELISTED
Veradigm Inc. Common Stock
MDRX
– –
-3,682
Closed -$36K
IMGN
1729
DELISTED
Immunogen Inc
IMGN
$0 ﹤0.01%
221
– –
SGEN
1730
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-1,532
Closed -$175K
CORR
1731
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$0 ﹤0.01%
1
– –
VRTV
1732
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
1
– –
CCF
1733
DELISTED
Chase Corporation
CCF
$0 ﹤0.01%
5
– –
LTRPA
1734
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$0 ﹤0.01%
36
– –
RAD
1735
DELISTED
Rite Aid Corporation
RAD
$0 ﹤0.01%
50
– –
FFTG
1736
DELISTED
FormulaFolios Tactical Growth ETF
FFTG
$0 ﹤0.01%
+15
New +$395
FFHG
1737
DELISTED
Formula Folios Hedged Growth ETF
FFHG
– –
-321
Closed -$9K
TRTN
1738
DELISTED
Triton International Limited
TRTN
$0 ﹤0.01%
1
– –
NUVA
1739
DELISTED
NuVasive, Inc.
NUVA
$0 ﹤0.01%
18
-3,309
-99% -$222K
NOVN
1740
DELISTED
Novan, Inc. Common Stock
NOVN
$0 ﹤0.01%
100
– –
DCP
1741
DELISTED
DCP Midstream, LP
DCP
– –
-1,000
Closed -$24K
CS
1742
DELISTED
Credit Suisse Group
CS
$0 ﹤0.01%
1
– –
DBD
1743
DELISTED
Diebold Nixdorf Incorporated
DBD
– –
-25
Closed –
AUD
1744
DELISTED
Audacy, Inc.
AUD
$0 ﹤0.01%
44
– –
BBBY
1745
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-500
Closed -$8K
CSII
1746
DELISTED
Cardiovascular Systems, Inc.
CSII
$0 ﹤0.01%
26
– –
AUY
1747
DELISTED
Yamana Gold, Inc.
AUY
$0 ﹤0.01%
100
– –
IAA
1748
DELISTED
IAA, Inc. Common Stock
IAA
$0 ﹤0.01%
28
-24
-46% -$1.04K
COUP
1749
DELISTED
Coupa Software Incorporated
COUP
– –
-266
Closed -$38K
STOR
1750
DELISTED
STORE Capital Corporation
STOR
$0 ﹤0.01%
33
-5
-13% -$165
68 69
70
71 72

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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.