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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
(+1.3%)
Cap. Flow
+$37.5M
Cap. Flow
% of AUM
2.1%
Top 10 Holdings %
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ARMR
Armor US Equity Index ETF
ARMR
|
+$16.3M |
| 2 |
Simplify US Equity PLUS Downside Convexity ETF
SPD
|
+$9.62M |
| 3 |
Vanguard US Multifactor ETF
VFMF
|
+$4.73M |
| 4 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.93M |
| 5 |
VanEck Inflation Allocation ETF
RAAX
|
+$3.78M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$8.86M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$5.21M |
| 3 |
Global X Adaptive US Factor ETF
AUSF
|
+$2.99M |
| 4 |
ADER
26 Capital Acquisition Corp
ADER
|
+$2.49M |
| 5 |
Innovator US Equity Power Buffer ETF September
PSEP
|
+$1.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.94% |
| 2 | Financials | 5.81% |
| 3 | Healthcare | 2.4% |
| 4 | Consumer Discretionary | 2.07% |
| 5 | Consumer Staples | 1.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
PayPal
PYPL
$50.5B
| $1.4M | 0.08% |
5,377
-155
| -3% | -$44K |
|
|
HDV
152
iShares Core High Dividend ETF
HDV
$14.8B
| $1.39M | 0.08% |
73,485
+3,530
| +5% | +$68.3K |
|
153
Oracle
ORCL
$423B
| $1.36M | 0.08% |
15,654
+277
| +2% | +$24.5K |
|
154
Deere & Co
DE
$168B
| $1.36M | 0.08% |
4,061
-26
| -0.6% | -$9.37K |
|
155
Wells Fargo
WFC
$264B
| $1.36M | 0.08% |
29,302
+1,018
| +4% | +$47.1K |
|
156
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
| $1.36M | 0.08% |
25,832
+550
| +2% | +$29.8K |
|
157
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
| $1.35M | 0.08% |
90,983
| – | – |
|
158
iShares US Industrials ETF
IYJ
$1.95B
| $1.35M | 0.08% |
12,578
+5,706
| +83% | +$640K |
|
159
Vanguard Morningstar Mid-Cap ETF
VO
$109B
| $1.34M | 0.07% |
22,624
+72
| +0.3% | +$4.35K |
|
160
Nike
NKE
$61.9B
| $1.33M | 0.07% |
9,171
+77
| +0.8% | +$12.6K |
|
161
RTX Corp
RTX
$301B
| $1.29M | 0.07% |
15,069
-231
| -2% | -$19.8K |
|
162
ARK Web x.0 ETF
ARKW
$1.75B
| $1.29M | 0.07% |
9,279
-136
| -1% | -$20.1K |
|
163
Global X Copper Miners ETF NEW
COPX
$8.2B
| $1.27M | 0.07% |
37,222
+4,334
| +13% | +$157K |
|
|
TSC
164
DELISTED
TriState Capital Holdings, Inc.
TSC
| $1.26M | 0.07% |
59,550
+57,950
| +3,622% | +$1.17M |
|
165
Atlantic Union Bankshares
AUB
$5.97B
| $1.25M | 0.07% |
34,041
| – | – |
|
166
Fidelity Fundamental Large Cap Growth ETF
FFLG
$620M
| $1.24M | 0.07% |
59,431
-15,916
| -21% | -$341K |
|
167
3M
MMM
$94.3B
| $1.22M | 0.07% |
8,339
+81
| +1% | +$13.1K |
|
168
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.06B
| $1.22M | 0.07% |
15,655
-123
| -0.8% | -$10.1K |
|
169
Comcast
CMCSA
$90B
| $1.21M | 0.07% |
21,691
+65
| +0.3% | +$3.79K |
|
170
Altria Group
MO
$114B
| $1.2M | 0.07% |
26,453
+649
| +3% | +$31.3K |
|
171
Schwab US Broad Market ETF
SCHB
$44.9B
| $1.17M | 0.07% |
67,764
+564
| +0.8% | +$10K |
|
172
Target
TGT
$68B
| $1.15M | 0.06% |
5,041
-249
| -5% | -$62.4K |
|
173
Hormel Foods
HRL
$13.8B
| $1.14M | 0.06% |
27,805
+33
| +0.1% | +$1.49K |
|
174
Norfolk Southern
NSC
$75.1B
| $1.14M | 0.06% |
4,751
-198
| -4% | -$50.8K |
|
175
Boeing
BA
$185B
| $1.13M | 0.06% |
5,160
-201
| -4% | -$44.8K |
|
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Carroll Financial Associates's Q3 2021 Portfolio in Review
As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.
Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.
By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.
- Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
- Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
- Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
- Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
- Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
- Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
- Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.
Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.