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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COST icon
151
Costco
COST
$420B
$1.21M 0.07%
3,434
+135
+4% +$47K
VV icon
152
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$1.21M 0.07%
6,507
– –
NKE icon
153
Nike
NKE
$61.9B
$1.2M 0.07%
8,995
+112
+1% +$15.6K
VO icon
154
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$1.19M 0.07%
21,448
+2,940
+16% +$160K
UNH icon
155
UnitedHealth
UNH
$370B
$1.18M 0.07%
3,166
-34
-1% -$11.8K
LVHB
156
DELISTED
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
$1.16M 0.07%
34,154
-8,870
-21% -$302K
CMCSA icon
157
Comcast
CMCSA
$90B
$1.16M 0.07%
21,421
+1,821
+9% +$96.2K
XMLV icon
158
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
$1.16M 0.07%
22,134
+633
+3% +$31.8K
URA icon
159
Global X Uranium ETF
URA
$6.27B
$1.14M 0.07%
+60,416
New +$1.05M
CLX icon
160
Clorox
CLX
$12.7B
$1.12M 0.07%
5,794
-162
-3% -$31.2K
PYPL icon
161
PayPal
PYPL
$50.5B
$1.11M 0.07%
4,594
+444
+11% +$112K
BMY icon
162
Bristol-Myers Squibb
BMY
$132B
$1.1M 0.07%
17,416
-254
-1% -$15.8K
ORCL icon
163
Oracle
ORCL
$423B
$1.09M 0.07%
15,617
+404
+3% +$26.2K
COPX icon
164
Global X Copper Miners ETF NEW
COPX
$8.2B
$1.09M 0.07%
+30,733
New +$1.07M
WFC icon
165
Wells Fargo
WFC
$264B
$1.09M 0.07%
27,892
-739
-3% -$26.2K
SCHB icon
166
Schwab US Broad Market ETF
SCHB
$44.9B
$1.08M 0.07%
67,254
-102
-0.2% -$1.61K
IWB icon
167
iShares Russell 1000 ETF
IWB
$50.2B
$1.05M 0.06%
4,679
+2,040
+77% +$447K
QCOM icon
168
Qualcomm
QCOM
$176B
$1.04M 0.06%
7,872
-233
-3% -$33.6K
UNP icon
169
Union Pacific
UNP
$174B
$1.01M 0.06%
4,602
+499
+12% +$105K
AFL icon
170
Aflac
AFL
$62.6B
$1.01M 0.06%
19,812
-127
-0.6% -$6.09K
UL icon
171
Unilever
UL
$136B
$1.01M 0.06%
16,038
-1,768
-10% -$113K
XLF icon
172
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$1M 0.06%
29,386
+4,203
+17% +$135K
BABA icon
173
Alibaba
BABA
$308B
$988K 0.06%
4,360
+650
+18% +$160K
ETN icon
174
Eaton
ETN
$174B
$969K 0.06%
7,012
+8
+0.1% +$1.03K
TGT icon
175
Target
TGT
$68B
$962K 0.06%
4,859
+158
+3% +$29.6K
5 6
7
8 9

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.