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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VV icon
151
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$930K 0.08%
6,507
– –
UNH icon
152
UnitedHealth
UNH
$370B
$912K 0.08%
3,095
+488
+19% +$140K
WFC icon
153
Wells Fargo
WFC
$264B
$909K 0.08%
35,530
-2,693
-7% -$73.7K
VOT icon
154
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$908K 0.08%
5,500
+494
+10% +$74.7K
DD icon
155
DuPont de Nemours
DD
$19.2B
$881K 0.07%
13,220
-1,008
-7% -$58.9K
VOO icon
156
Vanguard S&P 500 ETF
VOO
$1.03T
$870K 0.07%
3,072
+7
+0.2% +$1.88K
ORCL icon
157
Oracle
ORCL
$423B
$854K 0.07%
15,456
+839
+6% +$44.4K
XMLV icon
158
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
$835K 0.07%
20,192
+1,416
+8% +$58.5K
MUB icon
159
iShares National Muni Bond ETF
MUB
$45.9B
$832K 0.07%
7,212
-1,367
-16% -$155K
KMB icon
160
Kimberly-Clark
KMB
$36.5B
$822K 0.07%
5,818
-66
-1% -$9.11K
GILD icon
161
Gilead Sciences
GILD
$165B
$818K 0.07%
10,631
-3,535
-25% -$271K
SCHB icon
162
Schwab US Broad Market ETF
SCHB
$44.9B
$817K 0.07%
66,774
+2,196
+3% +$25.3K
CMCSA icon
163
Comcast
CMCSA
$90B
$806K 0.07%
20,686
+1,503
+8% +$57.2K
UNP icon
164
Union Pacific
UNP
$174B
$801K 0.07%
4,741
+439
+10% +$70.4K
AUB icon
165
Atlantic Union Bankshares
AUB
$5.97B
$788K 0.07%
34,041
– –
PYPL icon
166
PayPal
PYPL
$50.5B
$770K 0.06%
4,421
+1,369
+45% +$189K
XLF icon
167
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$765K 0.06%
33,101
-484
-1% -$11K
IJK icon
168
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$745K 0.06%
13,304
-264
-2% -$13.7K
BDX icon
169
Becton Dickinson
BDX
$48.2B
$744K 0.06%
3,191
+310
+11% +$74.7K
AJG icon
170
Arthur J. Gallagher & Co
AJG
$63.6B
$742K 0.06%
7,617
+18
+0.2% +$1.59K
QCOM icon
171
Qualcomm
QCOM
$176B
$731K 0.06%
8,018
+10
+0.1% +$802
NVO
172
Novo Nordisk
NVO
$209B
$729K 0.06%
22,284
+612
+3% +$19.5K
VO icon
173
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$729K 0.06%
17,812
+10,844
+156% +$415K
AFL icon
174
Aflac
AFL
$62.6B
$722K 0.06%
20,042
-279
-1% -$10.1K
AMT icon
175
American Tower
AMT
$80.4B
$720K 0.06%
2,787
– –
5 6
7
8 9

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.