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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EZM icon
151
WisdomTree US MidCap Fund
EZM
$952M
$770K 0.08%
29,150
-169,355
-85% -$6.27M
VV icon
152
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$770K 0.08%
6,507
-205
-3% -$28.8K
ADBE icon
153
Adobe
ADBE
$109B
$756K 0.07%
2,377
-211
-8% -$72.2K
KMB icon
154
Kimberly-Clark
KMB
$35.9B
$752K 0.07%
5,884
+169
+3% +$23.4K
XMLV icon
155
Invesco S&P MidCap Low Volatility ETF
XMLV
$740M
$747K 0.07%
18,776
+1,709
+10% +$85K
AUB icon
156
Atlantic Union Bankshares
AUB
$5.95B
$745K 0.07%
34,041
– –
VOO icon
157
Vanguard S&P 500 ETF
VOO
$1.03T
$725K 0.07%
3,065
+1,316
+75% +$369K
ORCL icon
158
Oracle
ORCL
$435B
$706K 0.07%
14,617
-2,450
-14% -$126K
XLF icon
159
State Street Financial Select Sector SPDR ETF
XLF
$59B
$699K 0.07%
33,585
-293
-0.9% -$8.07K
AFL icon
160
Aflac
AFL
$61.2B
$695K 0.07%
20,321
-779
-4% -$35.6K
META icon
161
Meta Platforms (Facebook)
META
$1.52T
$689K 0.07%
4,133
-523
-11% -$102K
ARKW icon
162
ARK Web x.0 ETF
ARKW
$1.77B
$681K 0.07%
12,921
+1,160
+10% +$70.6K
GE icon
163
GE Aerospace
GE
$380B
$681K 0.07%
17,219
-953
-5% -$50.8K
IUSV icon
164
iShares Core S&P US Value ETF
IUSV
$27.8B
$669K 0.07%
14,488
+753
+5% +$43.3K
CMCSA icon
165
Comcast
CMCSA
$89.4B
$659K 0.06%
19,183
-1,259
-6% -$53.1K
DE icon
166
Deere & Co
DE
$164B
$658K 0.06%
4,766
-164
-3% -$25.9K
IEFA icon
167
iShares Core MSCI EAFE ETF
IEFA
$195B
$658K 0.06%
13,197
-11,862
-47% -$706K
JPST icon
168
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$652K 0.06%
13,145
-1,378
-9% -$69.3K
NVO
169
Novo Nordisk
NVO
$211B
$652K 0.06%
21,672
– –
SCHB icon
170
Schwab US Broad Market ETF
SCHB
$44.8B
$650K 0.06%
64,578
+966
+2% +$11.7K
UNH icon
171
UnitedHealth
UNH
$371B
$650K 0.06%
2,607
+243
+10% +$66.9K
BDX icon
172
Becton Dickinson
BDX
$48.9B
$646K 0.06%
2,881
-51
-2% -$12.6K
ZM icon
173
Zoom
ZM
$31.4B
$638K 0.06%
4,369
+4,334
+12,383% +$428K
VOT icon
174
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.7B
$634K 0.06%
5,006
+757
+18% +$115K
AJG icon
175
Arthur J. Gallagher & Co
AJG
$64.7B
$619K 0.06%
7,599
-522
-6% -$50K
5 6
7
8 9

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.