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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+6.77%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$114M
(+9.9%)
Cap. Flow
+$39.5M
Cap. Flow
% of AUM
3.14%
Top 10 Holdings %
Top 10 Hldgs %
49.48%
Holding
1,801
New
113
Increased
378
Reduced
335
Closed
105
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Global X Adaptive US Factor ETF
AUSF
|
+$21.1M |
| 2 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$17.9M |
| 3 |
WisdomTree US MidCap Fund
EZM
|
+$5.8M |
| 4 |
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
|
+$5.05M |
| 5 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$11.3M |
| 2 |
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
|
+$6.74M |
| 3 |
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
|
+$3.09M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$2.9M |
| 5 |
Invesco S&P SmallCap 600 Revenue ETF
RWJ
|
+$2.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.77% |
| 2 | Technology | 6.26% |
| 3 | Healthcare | 2.89% |
| 4 | Consumer Staples | 2.13% |
| 5 | Energy | 2.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Eli Lilly
LLY
$1.06T
| $882K | 0.07% |
6,714
-14
| -0.2% | -$1.62K |
|
152
iShares Core S&P US Value ETF
IUSV
$27.7B
| $865K | 0.07% |
13,735
+348
| +3% | +$21K |
|
153
Deere & Co
DE
$168B
| $854K | 0.07% |
4,930
+228
| +5% | +$39.3K |
|
154
Adobe
ADBE
$105B
| $853K | 0.07% |
2,588
+406
| +19% | +$119K |
|
155
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
| $839K | 0.07% |
13,802
+10,934
| +381% | +$666K |
|
156
ConocoPhillips
COP
$141B
| $830K | 0.07% |
12,766
-11,021
| -46% | -$648K |
|
157
Union Pacific
UNP
$174B
| $826K | 0.07% |
4,570
-1,050
| -19% | -$180K |
|
158
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
| $824K | 0.07% |
13,856
-836
| -6% | -$47.9K |
|
159
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
| $816K | 0.06% |
13,912
-94
| -0.7% | -$5.46K |
|
160
Phillips 66
PSX
$81.4B
| $815K | 0.06% |
7,321
-5,396
| -42% | -$606K |
|
161
Schwab US Broad Market ETF
SCHB
$44.9B
| $815K | 0.06% |
63,612
+5,064
| +9% | +$62.1K |
|
162
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.58B
| $796K | 0.06% |
7,952
-10,174
| -56% | -$1.02M |
|
163
Raymond James Financial
RJF
$34B
| $794K | 0.06% |
13,314
| – | – |
|
164
Lincoln National
LNC
$8.81B
| $788K | 0.06% |
13,361
-151
| -1% | -$8.89K |
|
165
Kimberly-Clark
KMB
$36.5B
| $786K | 0.06% |
5,715
-766
| -12% | -$104K |
|
166
Live Oak Bancshares
LOB
$1.97B
| $782K | 0.06% |
41,158
-5,165
| -11% | -$95.5K |
|
167
Becton Dickinson
BDX
$48.2B
| $778K | 0.06% |
2,932
+97
| +3% | +$24.2K |
|
168
Arthur J. Gallagher & Co
AJG
$63.6B
| $773K | 0.06% |
8,121
+56
| +0.7% | +$5.13K |
|
169
iShares S&P 500 Growth ETF
IVW
$77.6B
| $770K | 0.06% |
15,912
+6,608
| +71% | +$306K |
|
|
RTN
170
DELISTED
Raytheon Company
RTN
| $766K | 0.06% |
3,486
+943
| +37% | +$199K |
|
171
Blackstone
BX
$110B
| $759K | 0.06% |
13,568
-701
| -5% | -$36.4K |
|
172
Invesco Bloomberg Pricing Power ETF
POWA
$183M
| $759K | 0.06% |
13,623
+69
| +0.5% | +$3.78K |
|
173
Emerson Electric
EMR
$88.3B
| $757K | 0.06% |
9,931
+450
| +5% | +$32.4K |
|
174
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
| $748K | 0.06% |
22,170
-6,990
| -24% | -$232K |
|
175
iShares Global Tech ETF
IXN
$8.83B
| $748K | 0.06% |
21,348
+2,094
| +11% | +$68.7K |
|
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Carroll Financial Associates's Q4 2019 Portfolio in Review
As of Q4 2019, Carroll Financial Associates held 1,801 positions worth $1.26B, up 9.9% from $1.14B the previous quarter. Its ten largest holdings account for 49% of the portfolio.
Carroll Financial Associates deployed $39.5M of net new capital in Q4 2019, opening 113 new positions and adding to 378 existing holdings. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
By sector, the portfolio is most concentrated in Financials at 6.8% of assets, down from 6.9% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $11.3M trimmed.
- Carroll Financial Associates's largest Q4 2019 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
- Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q4 2019, an estimated $21.1M increase.
- Carroll Financial Associates's biggest Q4 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $11.3M.
- Carroll Financial Associates fully exited State Street DoubleLine Total Return Tactical ETF in Q4 2019, selling an estimated $1.17M.
- Carroll Financial Associates's ten largest holdings make up 49% of its $1.26B portfolio in Q4 2019.
- Carroll Financial Associates opened 113 new positions and closed 105 in Q4 2019.
- Carroll Financial Associates's portfolio value rose 9.9% quarter-over-quarter to $1.26B.
Based on Carroll Financial Associates's 13F filing for Q4 2019, filed 8 Jan 2020.