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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POWA icon
151
Invesco Bloomberg Pricing Power ETF
POWA
$183M
$625K 0.07%
12,501
– –
ABT icon
152
Abbott
ABT
$187B
$621K 0.07%
8,466
+8
+0.1% +$525
GSEW icon
153
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$1.97B
$618K 0.07%
13,400
-3,000
-18% -$137K
C icon
154
Citigroup
C
$226B
$610K 0.06%
8,514
+2,237
+36% +$158K
EFAV icon
155
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$609K 0.06%
8,375
+275
+3% +$19.8K
IVW icon
156
iShares S&P 500 Growth ETF
IVW
$77.6B
$606K 0.06%
13,692
+180
+1% +$7.74K
STI
157
DELISTED
SunTrust Banks, Inc.
STI
$599K 0.06%
8,976
+153
+2% +$10.9K
AJG icon
158
Arthur J. Gallagher & Co
AJG
$63.6B
$595K 0.06%
7,999
– –
GPC icon
159
Genuine Parts
GPC
$18.7B
$592K 0.06%
5,962
– –
NWBI icon
160
Northwest Bancshares
NWBI
$2.28B
$583K 0.06%
33,714
+123
+0.4% +$2.21K
IXUS icon
161
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$582K 0.06%
9,660
– –
CAT icon
162
Caterpillar
CAT
$387B
$581K 0.06%
3,815
+12
+0.3% +$1.7K
EFA icon
163
iShares MSCI EAFE ETF
EFA
$80.2B
$580K 0.06%
8,535
– –
DTEC icon
164
ALPS Disruptive Technologies ETF
DTEC
$75.7M
$542K 0.06%
18,276
+312
+2% +$9.08K
IUSV icon
165
iShares Core S&P US Value ETF
IUSV
$27.7B
$542K 0.06%
9,630
– –
IXN icon
166
iShares Global Tech ETF
IXN
$8.83B
$534K 0.06%
18,312
-72
-0.4% -$2.06K
AMJ
167
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$527K 0.06%
19,226
– –
RTN
168
DELISTED
Raytheon Company
RTN
$519K 0.05%
2,513
-1
-0% -$199
SLB icon
169
SLB Ltd
SLB
$75B
$508K 0.05%
8,354
-323
-4% -$20.8K
VOT icon
170
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$506K 0.05%
3,555
– –
BEN icon
171
Franklin Resources
BEN
$17.2B
$504K 0.05%
16,600
+3,100
+23% +$99.9K
HON icon
172
Honeywell
HON
$78B
$504K 0.05%
3,355
-1,836
-35% -$260K
HBI
173
DELISTED
Hanesbrands
HBI
$495K 0.05%
26,899
-987
-4% -$19.1K
MDLZ icon
174
Mondelez International
MDLZ
$79.9B
$494K 0.05%
11,507
+144
+1% +$6.14K
ABBV icon
175
AbbVie
ABBV
$435B
$481K 0.05%
5,093
+16
+0.3% +$1.52K
5 6
7
8 9

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NFG
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6M
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RFA
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CCT
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C
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RM
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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.