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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
241
Reduced
271
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XMLV icon
151
Invesco S&P MidCap Low Volatility ETF
XMLV
$751M
$590K 0.06%
13,020
+1,910
+17% +$86.6K
MLPX icon
152
Global X MLP & Energy Infrastructure ETF
MLPX
$3.61B
$589K 0.06%
14,456
-108,770
-88% -$4.29M
AEP icon
153
American Electric Power
AEP
$69.9B
$586K 0.06%
7,971
-70
-0.9% -$5.23K
NKE icon
154
Nike
NKE
$62.1B
$581K 0.06%
9,290
-34
-0.4% -$1.96K
ABBV icon
155
AbbVie
ABBV
$431B
$580K 0.06%
5,997
-61
-1% -$5.75K
ARKW icon
156
ARK Web x.0 ETF
ARKW
$1.74B
$571K 0.06%
12,402
+3,466
+39% +$153K
CMP icon
157
Compass Minerals
CMP
$1.27B
$570K 0.06%
7,899
+226
+3% +$15.2K
AMJ
158
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$570K 0.06%
20,761
-3,640
-15% -$98.8K
LLY icon
159
Eli Lilly
LLY
$995B
$564K 0.06%
6,681
+1
+0% +$85
POWA icon
160
Invesco Bloomberg Pricing Power ETF
POWA
$181M
$557K 0.06%
11,987
-413
-3% -$18.9K
STI
161
DELISTED
SunTrust Banks, Inc.
STI
$557K 0.06%
8,638
-295
-3% -$18K
MON
162
DELISTED
Monsanto Co
MON
$539K 0.06%
4,618
-198
-4% -$23.6K
EFAV icon
163
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.43B
$536K 0.06%
7,350
– –
TSC
164
DELISTED
TriState Capital Holdings, Inc.
TSC
$519K 0.06%
+22,600
New +$525K
SLB icon
165
SLB Ltd
SLB
$75.2B
$509K 0.06%
7,558
+478
+7% +$31K
CLX icon
166
Clorox
CLX
$12.4B
$506K 0.06%
3,402
+2
+0.1% +$272
QCOM icon
167
Qualcomm
QCOM
$170B
$491K 0.05%
7,674
-1,126
-13% -$68.3K
RTN
168
DELISTED
Raytheon Company
RTN
$474K 0.05%
2,524
+123
+5% +$22.9K
ITW icon
169
Illinois Tool Works
ITW
$84.9B
$468K 0.05%
2,808
-7
-0.2% -$1.12K
ABT icon
170
Abbott
ABT
$184B
$457K 0.05%
8,016
-98
-1% -$5.43K
AHRT
171
AH Realty Trust
AHRT
$544M
$456K 0.05%
29,385
– –
COKE icon
172
Coca-Cola Consolidated
COKE
$11.8B
$452K 0.05%
21,000
– –
CVS icon
173
CVS Health
CVS
$133B
$452K 0.05%
6,237
-60
-1% -$4.36K
IVW icon
174
iShares S&P 500 Growth ETF
IVW
$77.3B
$450K 0.05%
11,792
-328
-3% -$12.3K
VRP icon
175
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$445K 0.05%
17,381
-1,021
-6% -$26.4K
5 6
7
8 9

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 241 increased, 271 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.