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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFAV icon
151
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.42B
$522K 0.06%
7,350
+100
+1% +$7.04K
NSC icon
152
Norfolk Southern
NSC
$76.7B
$520K 0.06%
3,973
+231
+6% +$28.1K
CMP icon
153
Compass Minerals
CMP
$1.25B
$515K 0.06%
7,673
+504
+7% +$33.7K
PNFP icon
154
Pinnacle Financial Partners Inc
PNFP
$16.5B
$512K 0.06%
7,620
-6,758
-47% -$426K
CVS icon
155
CVS Health
CVS
$133B
$509K 0.06%
6,297
-302
-5% -$23.9K
CAT icon
156
Caterpillar
CAT
$404B
$501K 0.06%
3,970
-64
-2% -$7.37K
D icon
157
Dominion Energy
D
$60.9B
$498K 0.06%
6,483
-57
-0.9% -$4.43K
XMLV icon
158
Invesco S&P MidCap Low Volatility ETF
XMLV
$751M
$494K 0.06%
11,110
+2,496
+29% +$109K
SLB icon
159
SLB Ltd
SLB
$75.4B
$487K 0.06%
7,080
-252
-3% -$16.7K
NKE icon
160
Nike
NKE
$61.6B
$486K 0.06%
9,324
+185
+2% +$10.4K
VRP icon
161
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$479K 0.05%
18,402
+2,041
+12% +$53.3K
GSIE icon
162
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.08B
$470K 0.05%
16,195
– –
COKE icon
163
Coca-Cola Consolidated
COKE
$12B
$465K 0.05%
21,000
-1,020
-5% -$22.5K
QCOM icon
164
Qualcomm
QCOM
$171B
$460K 0.05%
8,800
+107
+1% +$5.66K
KEY icon
165
KeyCorp
KEY
$24.8B
$451K 0.05%
24,057
-150
-0.6% -$2.71K
RTN
166
DELISTED
Raytheon Company
RTN
$449K 0.05%
2,401
-27
-1% -$4.76K
ARKQ icon
167
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.05B
$446K 0.05%
13,680
– –
ABT icon
168
Abbott
ABT
$182B
$445K 0.05%
8,114
-86
-1% -$4.32K
KMB icon
169
Kimberly-Clark
KMB
$37B
$444K 0.05%
3,787
-105
-3% -$12.8K
IVW icon
170
iShares S&P 500 Growth ETF
IVW
$77.3B
$440K 0.05%
12,120
+328
+3% +$11.6K
CLX icon
171
Clorox
CLX
$12.7B
$438K 0.05%
3,400
-8
-0.2% -$1.07K
ITW icon
172
Illinois Tool Works
ITW
$84.9B
$426K 0.05%
2,815
+33
+1% +$4.69K
GLD icon
173
SPDR Gold Trust
GLD
$132B
$424K 0.05%
3,524
+76
+2% +$9.24K
AJG icon
174
Arthur J. Gallagher & Co
AJG
$63.6B
$421K 0.05%
6,822
– –
NEE icon
175
NextEra Energy
NEE
$182B
$419K 0.05%
11,348
-436
-4% -$16K
5 6
7
8 9

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.