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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+5.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
(+12%)
Cap. Flow
+$49.7M
Cap. Flow
% of AUM
6.33%
Top 10 Holdings %
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
251
Reduced
238
Closed
52
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Enbridge
ENB
|
+$5.57M |
| 2 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$5.52M |
| 3 |
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
|
+$5.48M |
| 4 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$4.65M |
| 5 |
American Express
AXP
|
+$3.41M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
|
+$5.59M |
| 2 |
SE
Spectra Energy Corp Wi
SE
|
+$3.64M |
| 3 |
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
|
+$1.34M |
| 4 |
VIIX
VelocityShares VIX Short Term ETN
VIIX
|
+$779K |
| 5 |
Live Oak Bancshares
LOB
|
+$752K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 9.12% |
| 2 | Technology | 5.75% |
| 3 | Energy | 4.37% |
| 4 | Healthcare | 4.06% |
| 5 | Industrials | 3.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Compass Minerals
CMP
$1.26B
| $486K | 0.06% |
7,169
-637
| -8% | -$48.5K |
|
152
Invesco Senior Loan ETF
BKLN
$6.8B
| $484K | 0.06% |
20,847
+4,012
| +24% | +$93.5K |
|
153
Dominion Energy
D
$60B
| $479K | 0.06% |
6,178
| – | – |
|
|
MON
154
DELISTED
Monsanto Co
MON
| $478K | 0.06% |
4,226
-48
| -1% | -$5.31K |
|
155
American Electric Power
AEP
$68.8B
| $471K | 0.06% |
7,018
+132
| +2% | +$8.55K |
|
156
Clorox
CLX
$12.8B
| $459K | 0.06% |
3,406
+1
| +0% | +$130 |
|
|
LMLP
157
DELISTED
ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN
LMLP
| $459K | 0.06% |
34,020
-22,680
| -40% | -$300K |
|
158
Ferrari
RACE
$71.5B
| $455K | 0.06% |
6,112
-898
| -13% | -$58.3K |
|
159
Coca-Cola Consolidated
COKE
$12.3B
| $453K | 0.06% |
22,020
-6,250
| -22% | -$111K |
|
160
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
| $437K | 0.06% |
12,528
-3,190
| -20% | -$115K |
|
161
Lamar Advertising Co
LAMR
$16B
| $431K | 0.05% |
5,777
+594
| +11% | +$44.6K |
|
162
Eli Lilly
LLY
$1.04T
| $429K | 0.05% |
5,108
+1
| +0% | +$80 |
|
163
Vanguard Real Estate ETF
VNQ
$39.2B
| $428K | 0.05% |
5,193
-59
| -1% | -$4.89K |
|
164
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.09B
| $423K | 0.05% |
16,195
+6,785
| +72% | +$172K |
|
165
Kraft Heinz
KHC
$30.5B
| $422K | 0.05% |
4,649
-570
| -11% | -$51.4K |
|
166
Invesco Bloomberg Pricing Power ETF
POWA
$181M
| $415K | 0.05% |
10,025
+6,690
| +201% | +$271K |
|
167
Colgate-Palmolive
CL
$74.4B
| $412K | 0.05% |
5,638
-33
| -0.6% | -$2.31K |
|
168
SPDR Gold Trust
GLD
$138B
| $409K | 0.05% |
3,448
+1,363
| +65% | +$158K |
|
169
iShares US Regional Banks ETF
IAT
$688M
| $408K | 0.05% |
9,110
+785
| +9% | +$36.2K |
|
170
Norfolk Southern
NSC
$76.7B
| $407K | 0.05% |
3,635
+259
| +8% | +$30.3K |
|
171
W.W. Grainger
GWW
$60.7B
| $394K | 0.05% |
1,695
| – | – |
|
172
General Mills
GIS
$19.2B
| $392K | 0.05% |
6,644
-693
| -9% | -$42.4K |
|
173
iShares S&P 500 Growth ETF
IVW
$77.1B
| $387K | 0.05% |
11,792
| – | – |
|
174
Arthur J. Gallagher & Co
AJG
$64.3B
| $385K | 0.05% |
6,822
-1,000
| -13% | -$55.1K |
|
175
Schwab US Dividend Equity ETF
SCHD
$104B
| $378K | 0.05% |
25,455
+16,662
| +189% | +$246K |
|
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Carroll Financial Associates's Q1 2017 Portfolio in Review
As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.
Carroll Financial Associates deployed $49.7M of net new capital in Q1 2017, opening 75 new positions and adding to 251 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.
By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.
On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.
- Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
- Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
- Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
- Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
- Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
- Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
- Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.
Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.