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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KHC icon
151
Kraft Heinz
KHC
$30B
$455K 0.06%
5,219
-1,271
-20% -$109K
BND icon
152
Vanguard Total Bond Market
BND
$158B
$454K 0.06%
5,621
+1,513
+37% +$124K
GIS icon
153
General Mills
GIS
$19.5B
$453K 0.06%
7,337
-325
-4% -$20.1K
NKE icon
154
Nike
NKE
$62.2B
$452K 0.06%
8,893
– –
MON
155
DELISTED
Monsanto Co
MON
$449K 0.06%
4,274
-62
-1% -$6.36K
KMB icon
156
Kimberly-Clark
KMB
$36.3B
$446K 0.06%
3,915
+173
+5% +$20.1K
AEP icon
157
American Electric Power
AEP
$68.7B
$433K 0.06%
6,886
– –
VNQ icon
158
Vanguard Real Estate ETF
VNQ
$39.1B
$433K 0.06%
5,252
+560
+12% +$45.6K
FXG icon
159
First Trust Consumer Staples AlphaDEX Fund
FXG
$228M
$429K 0.06%
9,398
-790
-8% -$35.9K
BA icon
160
Boeing
BA
$184B
$425K 0.06%
2,736
-90
-3% -$13.1K
DBJP icon
161
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$702M
$420K 0.06%
11,310
-19,500
-63% -$689K
CLX icon
162
Clorox
CLX
$12.8B
$408K 0.06%
3,405
+44
+1% +$5.19K
RACE icon
163
Ferrari
RACE
$72.2B
$408K 0.06%
7,010
-704
-9% -$38.4K
AJG icon
164
Arthur J. Gallagher & Co
AJG
$64.1B
$406K 0.06%
7,822
– –
BKLN icon
165
Invesco Senior Loan ETF
BKLN
$6.81B
$393K 0.06%
16,835
+6,479
+63% +$150K
GWW icon
166
W.W. Grainger
GWW
$60.4B
$393K 0.06%
1,695
-210
-11% -$46.8K
CORP icon
167
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$392K 0.06%
3,841
+1,499
+64% +$155K
IAT icon
168
iShares US Regional Banks ETF
IAT
$683M
$377K 0.05%
8,325
– –
LLY icon
169
Eli Lilly
LLY
$1.05T
$375K 0.05%
5,107
+980
+24% +$73K
CL icon
170
Colgate-Palmolive
CL
$74.2B
$371K 0.05%
5,671
+202
+4% +$13.8K
GILD icon
171
Gilead Sciences
GILD
$166B
$365K 0.05%
5,105
-135
-3% -$10K
NSC icon
172
Norfolk Southern
NSC
$76.7B
$364K 0.05%
3,376
+217
+7% +$21.9K
COST icon
173
Costco
COST
$420B
$360K 0.05%
2,250
-50
-2% -$7.63K
IVW icon
174
iShares S&P 500 Growth ETF
IVW
$77.4B
$359K 0.05%
11,792
-68
-0.6% -$2.05K
PPG icon
175
PPG Industries
PPG
$26.5B
$357K 0.05%
3,771
+1,049
+39% +$100K
5 6
7
8 9

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RFA
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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.