CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
This Quarter Return
+2.16%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$538M
AUM Growth
+$538M
Cap. Flow
+$51M
Cap. Flow %
9.47%
Top 10 Hldgs %
44.15%
Holding
1,331
New
136
Increased
376
Reduced
190
Closed
80

Top Buys

1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$11.6M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$9.18M
3
SCIU
Global X Scientific Beta US ETF
SCIU
$7.55M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$7.13M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$3.13M

Top Sells

1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
$8.33M
2
SE
Spectra Energy Corp Wi
SE
$3.3M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
$1.26M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
$805K
5
GPT
Gramercy Property Trust
GPT
$690K

Sector Composition

1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WT icon
151
WisdomTree
WT
$1.99B
$413K 0.08%
36,198
+6,448
+22% +$73.6K
GOOGL icon
152
Alphabet (Google) Class A
GOOGL
$2.79T
$410K 0.08%
10,760
+300
+3% +$11.4K
BA icon
153
Boeing
BA
$176B
$404K 0.08%
3,183
+800
+34% +$102K
QQQ icon
154
Invesco QQQ Trust
QQQ
$364B
$403K 0.07%
3,691
+741
+25% +$80.9K
IEMG icon
155
iShares Core MSCI Emerging Markets ETF
IEMG
$102B
$393K 0.07%
9,443
+1,738
+23% +$72.3K
MON
156
DELISTED
Monsanto Co
MON
$382K 0.07%
4,358
-169
-4% -$14.8K
CEFL
157
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$376K 0.07%
23,500
-1,500
-6% -$24K
UNP icon
158
Union Pacific
UNP
$132B
$372K 0.07%
4,683
+138
+3% +$11K
CL icon
159
Colgate-Palmolive
CL
$67.7B
$369K 0.07%
5,231
+362
+7% +$25.5K
COST icon
160
Costco
COST
$421B
$367K 0.07%
2,332
+201
+9% +$31.6K
VNQ icon
161
Vanguard Real Estate ETF
VNQ
$34.1B
$361K 0.07%
4,310
+1,410
+49% +$118K
RACE icon
162
Ferrari
RACE
$88.2B
$360K 0.07%
+8,669
New +$360K
IWF icon
163
iShares Russell 1000 Growth ETF
IWF
$117B
$352K 0.07%
3,532
-882
-20% -$87.9K
GSK icon
164
GSK
GSK
$79.3B
$351K 0.07%
6,934
+2,318
+50% +$117K
XLE icon
165
Energy Select Sector SPDR Fund
XLE
$27.1B
$344K 0.06%
5,561
+467
+9% +$28.9K
IVW icon
166
iShares S&P 500 Growth ETF
IVW
$63.2B
$343K 0.06%
11,860
– –
PPG icon
167
PPG Industries
PPG
$24.6B
$339K 0.06%
3,044
+20
+0.7% +$2.23K
STI
168
DELISTED
SunTrust Banks, Inc.
STI
$339K 0.06%
9,399
-586
-6% -$21.1K
NVS icon
169
Novartis
NVS
$248B
$329K 0.06%
5,074
+260
+5% +$16.9K
MORL
170
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$327K 0.06%
24,700
-800
-3% -$10.6K
VEA icon
171
Vanguard FTSE Developed Markets ETF
VEA
$169B
$320K 0.06%
8,939
-800
-8% -$28.6K
GOOG icon
172
Alphabet (Google) Class C
GOOG
$2.79T
$318K 0.06%
8,540
+120
+1% +$4.47K
LUMN icon
173
Lumen
LUMN
$4.84B
$315K 0.06%
9,883
– –
BND icon
174
Vanguard Total Bond Market
BND
$133B
$308K 0.06%
3,727
-177
-5% -$14.6K
LLY icon
175
Eli Lilly
LLY
$661B
$307K 0.06%
4,277
– –
5 6
7
8 9