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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WT icon
151
WisdomTree
WT
$3.22B
$413K 0.08%
36,198
+6,448
+22% +$77.4K
GOOGL icon
152
Alphabet (Google) Class A
GOOGL
$4.33T
$410K 0.08%
10,760
+300
+3% +$11K
BA icon
153
Boeing
BA
$185B
$404K 0.08%
3,183
+800
+34% +$99.3K
QQQ icon
154
Invesco QQQ Trust
QQQ
$484B
$403K 0.07%
3,691
+741
+25% +$77K
IEMG icon
155
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$393K 0.07%
9,443
+1,738
+23% +$65.7K
MON
156
DELISTED
Monsanto Co
MON
$382K 0.07%
4,358
-169
-4% -$15.3K
CEFL
157
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$376K 0.07%
23,500
-1,500
-6% -$21.2K
UNP icon
158
Union Pacific
UNP
$174B
$372K 0.07%
4,683
+138
+3% +$10.7K
CL icon
159
Colgate-Palmolive
CL
$74.4B
$369K 0.07%
5,231
+362
+7% +$24.1K
COST icon
160
Costco
COST
$420B
$367K 0.07%
2,332
+201
+9% +$30.5K
VNQ icon
161
Vanguard Real Estate ETF
VNQ
$39B
$361K 0.07%
4,310
+1,410
+49% +$110K
RACE icon
162
Ferrari
RACE
$72.5B
$360K 0.07%
+8,669
New +$350K
IWF icon
163
iShares Russell 1000 Growth ETF
IWF
$128B
$352K 0.07%
14,128
-3,528
-20% -$83.4K
GSK icon
164
GSK
GSK
$106B
$351K 0.07%
6,934
+2,318
+50% +$115K
XLE icon
165
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$344K 0.06%
11,122
+934
+9% +$27.1K
IVW icon
166
iShares S&P 500 Growth ETF
IVW
$77.6B
$343K 0.06%
11,860
– –
PPG icon
167
PPG Industries
PPG
$26.6B
$339K 0.06%
3,044
+20
+0.7% +$1.97K
STI
168
DELISTED
SunTrust Banks, Inc.
STI
$339K 0.06%
9,399
-586
-6% -$21.1K
NVS icon
169
Novartis
NVS
$297B
$329K 0.06%
5,074
+260
+5% +$17.7K
MORL
170
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$327K 0.06%
24,700
-800
-3% -$9.26K
VEA icon
171
Vanguard FTSE Developed Markets ETF
VEA
$236B
$320K 0.06%
8,939
-800
-8% -$27.6K
GOOG icon
172
Alphabet (Google) Class C
GOOG
$4.32T
$318K 0.06%
8,540
+120
+1% +$4.3K
LUMN icon
173
Lumen
LUMN
$6.44B
$315K 0.06%
9,883
– –
BND icon
174
Vanguard Total Bond Market
BND
$158B
$308K 0.06%
3,727
-177
-5% -$14.5K
LLY icon
175
Eli Lilly
LLY
$1.06T
$307K 0.06%
4,277
– –
5 6
7
8 9

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.