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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTR icon
151
Ventas
VTR
$47.9B
$350K 0.07%
6,211
+447
+8% +$24.3K
COKE icon
152
Coca-Cola Consolidated
COKE
$12.8B
$346K 0.07%
19,010
– –
BA icon
153
Boeing
BA
$185B
$344K 0.07%
2,383
-754
-24% -$109K
COST icon
154
Costco
COST
$420B
$344K 0.07%
2,131
– –
PDP icon
155
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$344K 0.07%
8,325
+4,984
+149% +$209K
IVW icon
156
iShares S&P 500 Growth ETF
IVW
$77.6B
$343K 0.07%
11,860
– –
MORL
157
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$338K 0.07%
25,500
+500
+2% +$6.89K
QQQ icon
158
Invesco QQQ Trust
QQQ
$484B
$329K 0.07%
2,950
-300
-9% -$33.5K
CL icon
159
Colgate-Palmolive
CL
$74.4B
$324K 0.07%
4,869
+245
+5% +$16.3K
GOOG icon
160
Alphabet (Google) Class C
GOOG
$4.32T
$319K 0.07%
8,420
+1,460
+21% +$52.4K
BND icon
161
Vanguard Total Bond Market
BND
$158B
$315K 0.07%
3,904
– –
IHDG icon
162
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$308K 0.06%
11,673
+6,027
+107% +$160K
XLE icon
163
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$307K 0.06%
10,188
-2,160
-17% -$71.1K
BBRC
164
DELISTED
Columbia Beyond BRICs ETF
BBRC
$304K 0.06%
21,020
-26,175
-55% -$420K
IEMG icon
165
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$303K 0.06%
7,705
+7,665
+19,163% +$319K
ACWI icon
166
iShares MSCI ACWI ETF
ACWI
$33.5B
$302K 0.06%
5,423
+1,615
+42% +$92.3K
PPG icon
167
PPG Industries
PPG
$26.6B
$298K 0.06%
3,024
+1,106
+58% +$112K
SBUX icon
168
Starbucks
SBUX
$120B
$291K 0.06%
4,863
-24
-0.5% -$1.46K
DLTR icon
169
Dollar Tree
DLTR
$25.2B
$279K 0.06%
3,626
-44
-1% -$3.08K
APC
170
DELISTED
Anadarko Petroleum
APC
$270K 0.06%
5,568
+189
+4% +$11.6K
C icon
171
Citigroup
C
$226B
$268K 0.06%
5,181
+663
+15% +$35.2K
GIS icon
172
General Mills
GIS
$19.7B
$266K 0.06%
4,616
+476
+11% +$27.4K
SSB icon
173
SouthState Bank Corp
SSB
$10.5B
$265K 0.06%
3,685
– –
RJF icon
174
Raymond James Financial
RJF
$34B
$260K 0.05%
6,750
– –
ZBH icon
175
Zimmer Biomet
ZBH
$18.4B
$258K 0.05%
2,598
+103
+4% +$10.1K
5 6
7
8 9

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.