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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVW icon
151
iShares S&P 500 Growth ETF
IVW
$77.6B
$337K 0.07%
11,860
+1,872
+19% +$53.2K
VTR icon
152
Ventas
VTR
$47.9B
$335K 0.07%
5,764
+2,382
+70% +$156K
COST icon
153
Costco
COST
$420B
$330K 0.07%
2,131
-106
-5% -$15.1K
FAST icon
154
Fastenal
FAST
$59.5B
$330K 0.07%
35,764
+10,436
+41% +$103K
VWO icon
155
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$321K 0.07%
9,078
+2,685
+42% +$97.5K
BND icon
156
Vanguard Total Bond Market
BND
$158B
$320K 0.07%
3,904
+3,318
+566% +$270K
GOOGL icon
157
Alphabet (Google) Class A
GOOGL
$4.33T
$312K 0.07%
+9,300
New +$299K
CL icon
158
Colgate-Palmolive
CL
$74.4B
$309K 0.07%
4,624
+334
+8% +$21.8K
AXP icon
159
American Express
AXP
$230B
$306K 0.07%
4,003
-329
-8% -$25.3K
BHI
160
DELISTED
Baker Hughes
BHI
$297K 0.07%
5,476
-3,900
-42% -$218K
SBUX icon
161
Starbucks
SBUX
$120B
$295K 0.07%
4,887
+739
+18% +$41.4K
BP icon
162
BP
BP
$107B
$280K 0.06%
9,497
+1,199
+14% +$35.1K
SDY icon
163
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$276K 0.06%
3,645
+4
+0.1% +$301
SSB icon
164
SouthState Bank Corp
SSB
$10.5B
$276K 0.06%
3,685
– –
LUMN icon
165
Lumen
LUMN
$6.44B
$267K 0.06%
9,841
+209
+2% +$5.79K
MUB icon
166
iShares National Muni Bond ETF
MUB
$45.5B
$260K 0.06%
2,378
+460
+24% +$50.1K
NBBC
167
DELISTED
NEWBRIDGE BANCORP CLASS A COM STK (NC)
NBBC
$258K 0.06%
24,038
– –
AMT icon
168
American Tower
AMT
$80.4B
$255K 0.06%
2,664
+50
+2% +$4.71K
DXJ icon
169
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$254K 0.06%
4,853
-370
-7% -$20K
WMB icon
170
Williams Companies
WMB
$86.1B
$246K 0.05%
6,100
-1,305
-18% -$65K
FITB
171
Fifth Third Bancorp
FITB
$51.8B
$245K 0.05%
13,441
– –
ED icon
172
Consolidated Edison
ED
$39.9B
$240K 0.05%
3,588
– –
SWN
173
DELISTED
Southwestern Energy Company
SWN
$239K 0.05%
19,350
-800
-4% -$13.9K
DLTR icon
174
Dollar Tree
DLTR
$25.2B
$235K 0.05%
3,670
– –
GIS icon
175
General Mills
GIS
$19.7B
$235K 0.05%
4,140
+1,111
+37% +$63.7K
5 6
7
8 9

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.