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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+0.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$228M
AUM Growth
+$70.8M
Cap. Flow
+$70.3M
Cap. Flow %
30.91%
Top 10 Hldgs %
44.75%
Holding
909
New
144
Increased
232
Reduced
67
Closed
44

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.56M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.44M
4
IOO icon
iShares Global 100 ETF
IOO
+$4.36M
5
XOM icon
ExxonMobil
XOM
+$3M

Top Sells

Rank Stock Value
1
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.52M
2
STT icon
State Street
STT
+$258K
3
NUE icon
Nucor
NUE
+$244K
4
UL icon
Unilever
UL
+$206K
5
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$170K

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.61%
3 Energy 6.07%
4 Healthcare 5.37%
5 Industrials 5.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSTB
151
DELISTED
Park Sterling Corp.
PSTB
$159K 0.07%
+22,400
New +$154K
CAT icon
152
Caterpillar
CAT
$387B
$158K 0.07%
1,974
+1,262
+177% +$105K
STI
153
DELISTED
SunTrust Banks, Inc.
STI
$157K 0.07%
3,809
+2,764
+264% +$112K
PRFZ icon
154
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.89B
$156K 0.07%
7,500
-500
-6% -$10.1K
GMK
155
DELISTED
GRUMA SAB DE C V ADS(RP 4 B SHS
GMK
$152K 0.07%
3,000
– –
ADM icon
156
Archer Daniels Midland
ADM
$36.9B
$151K 0.07%
3,190
+1,525
+92% +$72.6K
LH icon
157
Labcorp
LH
$25.9B
$149K 0.07%
1,377
– –
PBP icon
158
Invesco S&P 500 BuyWrite ETF
PBP
$362M
$147K 0.06%
+7,000
New +$145K
ZBH icon
159
Zimmer Biomet
ZBH
$18.4B
$146K 0.06%
1,277
– –
KRFT
160
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$146K 0.06%
1,675
+1,146
+217% +$75.6K
SBUX icon
161
Starbucks
SBUX
$120B
$145K 0.06%
3,062
+2,046
+201% +$91.9K
GSK icon
162
GSK
GSK
$106B
$143K 0.06%
2,482
+287
+13% +$16.5K
TEVA icon
163
Teva Pharmaceuticals
TEVA
$41.2B
$143K 0.06%
2,289
– –
SCHW
164
Charles Schwab
SCHW
$187B
$140K 0.06%
4,600
– –
PGHY icon
165
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$139K 0.06%
6,000
– –
XLV icon
166
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$135K 0.06%
1,868
-209
-10% -$14.9K
ITC
167
DELISTED
ITC HOLDINGS CORP
ITC
$135K 0.06%
3,618
+3,600
+20,000% +$143K
GPC icon
168
Genuine Parts
GPC
$18.7B
$134K 0.06%
1,435
– –
ROST icon
169
Ross Stores
ROST
$81.9B
$133K 0.06%
2,516
+78
+3% +$3.86K
GILD icon
170
Gilead Sciences
GILD
$165B
$132K 0.06%
1,346
+47
+4% +$4.77K
MMP
171
DELISTED
Magellan Midstream Partners, L.P.
MMP
$132K 0.06%
1,719
+973
+130% +$77.8K
IWD icon
172
iShares Russell 1000 Value ETF
IWD
$83.7B
$131K 0.06%
1,270
+1,123
+764% +$116K
USB icon
173
US Bancorp
USB
$99.6B
$129K 0.06%
2,957
– –
VLO icon
174
Valero Energy
VLO
$85.9B
$129K 0.06%
+2,025
New +$113K
ABBV icon
175
AbbVie
ABBV
$435B
$128K 0.06%
2,192
-200
-8% -$12.1K
5 6
7
8 9

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TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Carroll Financial Associates held 909 positions worth $228M, up 45% from $157M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $70.3M of net new capital in Q1 2015, opening 144 new positions and adding to 232 existing holdings. Its largest new stake was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, an estimated $1.52M trimmed.

  • Carroll Financial Associates's largest Q1 2015 buy was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2015, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q1 2015 reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, cutting an estimated $1.52M.
  • Carroll Financial Associates fully exited State Street in Q1 2015, selling an estimated $258K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $228M portfolio in Q1 2015.
  • Carroll Financial Associates opened 144 new positions and closed 44 in Q1 2015.
  • Carroll Financial Associates's portfolio value rose 45% quarter-over-quarter to $228M.

Based on Carroll Financial Associates's 13F filing for Q1 2015, filed 23 Apr 2015.