We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TJX icon
151
TJX Companies
TJX
$179B
$124K 0.08%
3,658
+918
+34% +$29.2K
GSK icon
152
GSK
GSK
$104B
$123K 0.08%
2,195
+231
+12% +$12.9K
CATO icon
153
Cato Corp
CATO
$65.9M
$120K 0.08%
2,763
– –
PKW icon
154
Invesco BuyBack Achievers ETF
PKW
$1.75B
$120K 0.08%
2,500
-45,580
-95% -$2.1M
RCI icon
155
Rogers Communications
RCI
$18.7B
$118K 0.08%
3,277
+2,175
+197% +$83.9K
TLGT
156
DELISTED
Teligent, Inc
TLGT
$117K 0.07%
1,125
– –
AXP icon
157
American Express
AXP
$231B
$116K 0.07%
1,386
-559
-29% -$50.1K
ADBE icon
158
Adobe
ADBE
$103B
$115K 0.07%
1,595
+973
+156% +$68.2K
PSX icon
159
Phillips 66
PSX
$82B
$115K 0.07%
1,551
-2,598
-63% -$192K
ROST icon
160
Ross Stores
ROST
$81.6B
$115K 0.07%
2,438
– –
DATA
161
DELISTED
Tableau Software, Inc.
DATA
$114K 0.07%
1,354
– –
BBDC icon
162
Barings BDC
BBDC
$963M
$111K 0.07%
+5,100
New +$116K
JWN
163
DELISTED
Nordstrom
JWN
$111K 0.07%
1,412
+957
+210% +$70.3K
EMC
164
DELISTED
EMC CORPORATION
EMC
$105K 0.07%
3,917
-438
-10% -$12.7K
ABT icon
165
Abbott
ABT
$187B
$101K 0.06%
2,247
-50
-2% -$2.18K
VDC icon
166
Vanguard Consumer Staples ETF
VDC
$7.98B
$100K 0.06%
790
+91
+13% +$11.2K
CNL
167
DELISTED
CLECO CRP (HOLDING CO)
CNL
$98K 0.06%
1,800
– –
BX icon
168
Blackstone
BX
$107B
$97K 0.06%
2,644
-2,757
-51% -$86.3K
CB icon
169
Chubb
CB
$137B
$96K 0.06%
859
-66
-7% -$7.31K
MUB icon
170
iShares National Muni Bond ETF
MUB
$45.3B
$96K 0.06%
859
– –
PAYX icon
171
Paychex
PAYX
$42.7B
$95K 0.06%
2,019
-872
-30% -$40.3K
DVN icon
172
Devon Energy
DVN
$47.4B
$93K 0.06%
1,460
– –
OGE icon
173
OGE Energy
OGE
$9.67B
$93K 0.06%
2,666
-900
-25% -$32.5K
COR icon
174
Cencora
COR
$62B
$88K 0.06%
914
+8
+0.9% +$686
IVE icon
175
iShares S&P 500 Value ETF
IVE
$49.6B
$87K 0.06%
938
– –
5 6
7
8 9

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.