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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBB icon
151
iShares Biotechnology ETF
IBB
$9.39B
$246K 0.07%
2,868
+249
+10% +$19.6K
QQQ icon
152
Invesco QQQ Trust
QQQ
$485B
$243K 0.07%
2,592
– –
ZBH icon
153
Zimmer Biomet
ZBH
$18.8B
$237K 0.07%
2,346
+1
+0% +$98
IYW icon
154
iShares US Technology ETF
IYW
$25.1B
$232K 0.06%
9,576
– –
RJF icon
155
Raymond James Financial
RJF
$34.1B
$228K 0.06%
6,750
– –
DLTR icon
156
Dollar Tree
DLTR
$24.9B
$216K 0.06%
3,970
-200
-5% -$10.5K
PPG icon
157
PPG Industries
PPG
$25.3B
$215K 0.06%
2,046
– –
GBDC icon
158
Golub Capital BDC
GBDC
$3.44B
$211K 0.06%
12,150
-1,531
-11% -$25.5K
YUM icon
159
Yum! Brands
YUM
$40.6B
$201K 0.06%
3,450
+1,621
+89% +$90.1K
ET icon
160
Energy Transfer Partners
ET
$69.8B
$200K 0.06%
6,800
– –
ACWI icon
161
iShares MSCI ACWI ETF
ACWI
$33.4B
$199K 0.06%
3,305
+750
+29% +$44.5K
HON icon
162
Honeywell
HON
$78.2B
$190K 0.05%
2,276
+1,010
+80% +$84.4K
TWC
163
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$190K 0.05%
1,293
– –
MDLZ icon
164
Mondelez International
MDLZ
$78.8B
$189K 0.05%
5,027
– –
RDS.A
165
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$188K 0.05%
2,447
+313
+15% +$22.9K
TEVA icon
166
Teva Pharmaceuticals
TEVA
$40.2B
$181K 0.05%
3,450
+118
+4% +$6.03K
F icon
167
Ford
F
$57.5B
$179K 0.05%
10,359
+725
+8% +$11.8K
GPC icon
168
Genuine Parts
GPC
$17.7B
$178K 0.05%
2,027
+100
+5% +$8.6K
IAT icon
169
iShares US Regional Banks ETF
IAT
$689M
$176K 0.05%
5,070
+500
+11% +$16.8K
ETV
170
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.74B
$175K 0.05%
11,860
– –
HIG icon
171
Hartford Financial Services
HIG
$39.2B
$173K 0.05%
4,823
– –
PNC icon
172
PNC Financial Services
PNC
$100B
$172K 0.05%
1,929
– –
BX icon
173
Blackstone
BX
$108B
$167K 0.05%
5,095
+509
+11% +$15.7K
C icon
174
Citigroup
C
$224B
$166K 0.05%
3,517
+440
+14% +$20.9K
BCHP
175
DELISTED
EGA EMERGING GLOBAL SHS TR EGSHARES BLUE CHIP ETF (DE)
BCHP
$163K 0.05%
+7,900
New +$160K
5 6
7
8 9

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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.