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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$281M
AUM Growth
+$16.1M
Cap. Flow
-$4.46M
Cap. Flow %
-1.58%
Top 10 Hldgs %
40.21%
Holding
1,045
New
111
Increased
151
Reduced
177
Closed
110

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$4.02M
3
IOO icon
iShares Global 100 ETF
IOO
+$2.4M
4
PSTB
Park Sterling Corp.
PSTB
+$1.86M
5
HRL icon
Hormel Foods
HRL
+$1.41M

Top Sells

Rank Stock Value
1
HTS
HATTERAS FINANCIAL CORP
HTS
+$3.61M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.09M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.19M
4
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$1.26M
5
WU icon
Western Union
WU
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 13.16%
2 Energy 10.34%
3 Technology 9.46%
4 Healthcare 6.55%
5 Industrials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDLZ icon
151
Mondelez International
MDLZ
$80.1B
$176K 0.06%
4,993
-433
-8% -$14.4K
HIG icon
152
Hartford Financial Services
HIG
$39.6B
$174K 0.06%
4,823
-4,600
-49% -$158K
KFN
153
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$170K 0.06%
14,000
-27,800
-67% -$285K
WPP icon
154
WPP
WPP
$5.6B
$169K 0.06%
1,480
– –
AMX icon
155
America Movil
AMX
$71.8B
$164K 0.06%
7,022
– –
ESRX
156
DELISTED
Express Scripts Holding Company
ESRX
$164K 0.06%
2,346
-1,018
-30% -$66.5K
NWL icon
157
Newell Brands
NWL
$2.56B
$162K 0.06%
5,000
– –
AMT icon
158
American Tower
AMT
$79.8B
$161K 0.06%
2,026
-1,495
-42% -$116K
CLX icon
159
Clorox
CLX
$12.8B
$161K 0.06%
1,746
+50
+3% +$4.5K
GPC icon
160
Genuine Parts
GPC
$18.3B
$156K 0.06%
1,885
– –
IBB icon
161
iShares Biotechnology ETF
IBB
$9.53B
$154K 0.05%
2,043
– –
DAI
162
DELISTED
DAIMLER AG
DAI
$154K 0.05%
1,777
– –
SGOL icon
163
abrdn Physical Gold Shares ETF
SGOL
$7.25B
$153K 0.05%
+13,000
New +$163K
APC
164
DELISTED
Anadarko Petroleum
APC
$152K 0.05%
1,925
+400
+26% +$35.9K
PNC icon
165
PNC Financial Services
PNC
$101B
$149K 0.05%
1,929
– –
ACWI icon
166
iShares MSCI ACWI ETF
ACWI
$33.3B
$147K 0.05%
2,555
– –
SSB icon
167
SouthState Bank Corp
SSB
$10.5B
$146K 0.05%
2,198
+817
+59% +$50K
ADM icon
168
Archer Daniels Midland
ADM
$37.4B
$144K 0.05%
3,323
-715
-18% -$28.9K
ED icon
169
Consolidated Edison
ED
$40.2B
$143K 0.05%
2,588
– –
IAT icon
170
iShares US Regional Banks ETF
IAT
$681M
$142K 0.05%
4,320
– –
RDS.A
171
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$142K 0.05%
2,134
+496
+30% +$31.1K
BX icon
172
Blackstone
BX
$107B
$141K 0.05%
4,586
+102
+2% +$2.78K
TGT icon
173
Target
TGT
$66.8B
$141K 0.05%
2,235
-205
-8% -$13.1K
ET icon
174
Energy Transfer Partners
ET
$71.2B
$138K 0.05%
6,800
-1,200
-15% -$21.6K
SWN
175
DELISTED
Southwestern Energy Company
SWN
$137K 0.05%
3,500
+300
+9% +$11.3K
5 6
7
8 9

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Carroll Financial Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Carroll Financial Associates held 1,045 positions worth $281M, up 6.1% from $265M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates's Q4 2013 filing shows 111 new, 151 increased, 177 reduced and 110 closed positions. Its largest new stake was Hormel Foods: 64,506 shares worth $1.46M. The largest sale was HATTERAS FINANCIAL CORP, an estimated $3.61M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Energy and Technology.

  • Carroll Financial Associates's largest Q4 2013 buy was Hormel Foods: 64,506 shares worth $1.46M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q4 2013, an estimated $4.38M increase.
  • Carroll Financial Associates's biggest Q4 2013 reduction was HATTERAS FINANCIAL CORP, cutting an estimated $3.61M.
  • Carroll Financial Associates fully exited Selective Insurance in Q4 2013, selling an estimated $226K.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $281M portfolio in Q4 2013.
  • Carroll Financial Associates opened 111 new positions and closed 110 in Q4 2013.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $281M.

Based on Carroll Financial Associates's 13F filing for Q4 2013, filed 6 Feb 2014.