We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIST icon
1701
Milestone Pharmaceuticals
MIST
$158M
$0 ﹤0.01%
40
– –
MITT
1702
TPG Mortgage Investment Trust
MITT
$214M
$0 ﹤0.01%
+67
New +$761
MT icon
1703
ArcelorMittal
MT
$55.6B
$0 ﹤0.01%
2
– –
MVV icon
1704
ProShares Ultra MidCap400
MVV
$163M
$0 ﹤0.01%
9
– –
NDAQ icon
1705
Nasdaq
NDAQ
$53.1B
$0 ﹤0.01%
6
-30
-83% -$1.43K
NGD
1706
DELISTED
New Gold Inc
NGD
$0 ﹤0.01%
80
– –
NNN icon
1707
NNN REIT
NNN
$8.71B
$0 ﹤0.01%
19
-183
-91% -$7.67K
NRG icon
1708
NRG Energy
NRG
$25.2B
$0 ﹤0.01%
10
– –
NVT icon
1709
nVent Electric
NVT
$27.1B
$0 ﹤0.01%
15
– –
NWSA icon
1710
News Corp Class A
NWSA
$15.5B
$0 ﹤0.01%
15
– –
OCGN icon
1711
Ocugen
OCGN
$465M
– –
-125
Closed –
OGS icon
1712
ONE Gas
OGS
$5B
$0 ﹤0.01%
+7
New +$511
OLP
1713
One Liberty Properties
OLP
$515M
– –
-11
Closed –
ONLN icon
1714
ProShares Online Retail ETF
ONLN
$66.3M
$0 ﹤0.01%
3
-10,161
-100% -$844K
OXBR icon
1715
Oxbridge Re Holdings
OXBR
$10.5M
$0 ﹤0.01%
+55
New +$156
PAUG icon
1716
Innovator US Equity Power Buffer ETF August
PAUG
$934M
– –
-4,613
Closed -$130K
PAWZ icon
1717
ProShares Pet Care ETF
PAWZ
$34.1M
– –
-486
Closed -$34K
PCG icon
1718
PG&E
PCG
$38.1B
– –
-70
Closed –
PFIG icon
1719
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$117M
$0 ﹤0.01%
20
+2
+11% +$54
PHK
1720
PIMCO High Income Fund
PHK
$875M
$0 ﹤0.01%
7
– –
PICB icon
1721
Invesco International Corporate Bond ETF
PICB
$361M
$0 ﹤0.01%
21
– –
PJAN icon
1722
Innovator US Equity Power Buffer ETF January
PJAN
$1.43B
– –
-11,900
Closed -$363K
PJUN icon
1723
Innovator US Equity Power Buffer ETF June
PJUN
$974M
– –
-1,220
Closed -$36K
PLUG icon
1724
Plug Power
PLUG
$3.1B
– –
-376
Closed -$12K
PLUR icon
1725
Pluri
PLUR
$18.9M
– –
-19
Closed -$1K
67 68
69
70 71

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.