We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INVX
1701
Innovex International
INVX
$2.11B
$0 ﹤0.01%
12
– –
PENG
1702
Penguin Solutions Inc
PENG
$2.94B
– –
-2
Closed –
VOXX
1703
DELISTED
VOXX International Corporation Class A
VOXX
– –
-9
Closed –
ENLC
1704
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$0 ﹤0.01%
139
-154
-53% -$505
MSVX
1705
DELISTED
LHA Market State Alpha Seeker ETF
MSVX
$0 ﹤0.01%
18
– –
CTHR
1706
DELISTED
Charles & Colvard Ltd
CTHR
$0 ﹤0.01%
12
– –
CBD
1707
DELISTED
Companhia Brasileira de Distribuicao
CBD
– –
-1
Closed –
BKCC
1708
DELISTED
BlackRock Capital Investment Corporation
BKCC
$0 ﹤0.01%
217
+6
+3% +$16
CORR
1709
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
– –
-1
Closed –
VRTV
1710
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
1
– –
CCF
1711
DELISTED
Chase Corporation
CCF
– –
-5
Closed –
LTRPA
1712
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$0 ﹤0.01%
36
– –
RAD
1713
DELISTED
Rite Aid Corporation
RAD
$0 ﹤0.01%
50
– –
FFTG
1714
DELISTED
FormulaFolios Tactical Growth ETF
FFTG
$0 ﹤0.01%
15
– –
TRTN
1715
DELISTED
Triton International Limited
TRTN
– –
-1
Closed –
NMTR
1716
DELISTED
9 Meters Biopharma
NMTR
$0 ﹤0.01%
30
– –
NOVN
1717
DELISTED
Novan, Inc. Common Stock
NOVN
$0 ﹤0.01%
100
– –
CS
1718
DELISTED
Credit Suisse Group
CS
– –
-1
Closed –
DBD
1719
DELISTED
Diebold Nixdorf Incorporated
DBD
$0 ﹤0.01%
+40
New +$363
AUD
1720
DELISTED
Audacy, Inc.
AUD
– –
-44
Closed –
CSII
1721
DELISTED
Cardiovascular Systems, Inc.
CSII
– –
-26
Closed -$1K
AUY
1722
DELISTED
Yamana Gold, Inc.
AUY
$0 ﹤0.01%
100
– –
VIVO
1723
DELISTED
Meridian Bioscience Inc
VIVO
– –
-3
Closed –
LFC
1724
DELISTED
China Life Insurance Company Ltd.
LFC
– –
-2
Closed –
MTOR
1725
DELISTED
MERITOR, Inc.
MTOR
$0 ﹤0.01%
9
– –
67 68
69
70 71

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.