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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNQI icon
1701
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$0 ﹤0.01%
4
– –
VSS icon
1702
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$12B
– –
-17
Closed -$1K
VST icon
1703
Vistra
VST
$48.7B
$0 ﹤0.01%
16
– –
VTEB icon
1704
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
– –
-516
Closed -$27K
VTOL icon
1705
Bristow Group
VTOL
$1.38B
$0 ﹤0.01%
+5
New +$53
VWOB icon
1706
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.23B
– –
-1
Closed –
VXX icon
1707
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$146M
– –
-32
Closed -$94K
WAL icon
1708
Western Alliance Bancorporation
WAL
$8.85B
– –
-50
Closed -$1K
WASH icon
1709
Washington Trust Bancorp
WASH
$743M
$0 ﹤0.01%
21
– –
WGO icon
1710
Winnebago Industries
WGO
$910M
$0 ﹤0.01%
1
– –
WU icon
1711
Western Union
WU
$2.2B
$0 ﹤0.01%
7
– –
WW
1712
DELISTED
WW International
WW
– –
-2
Closed –
XHR
1713
Xenia Hotels & Resorts
XHR
$1.75B
$0 ﹤0.01%
2
– –
XLC icon
1714
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$0 ﹤0.01%
15
– –
XMMO icon
1715
Invesco S&P MidCap Momentum ETF
XMMO
$7.59B
– –
-322
Closed -$15K
YELP icon
1716
Yelp
YELP
$1.34B
$0 ﹤0.01%
17
– –
ARQ icon
1717
Arq
ARQ
$96.6M
$0 ﹤0.01%
3
– –
PRKS icon
1718
United Parks & Resorts
PRKS
$2B
$0 ﹤0.01%
+35
New +$516
TXNM
1719
TXNM Energy Inc
TXNM
$5.91B
$0 ﹤0.01%
10
– –
INVX
1720
Innovex International
INVX
$2.03B
$0 ﹤0.01%
12
– –
PENG
1721
Penguin Solutions Inc
PENG
$2.92B
$0 ﹤0.01%
2
– –
VOXX
1722
DELISTED
VOXX International Corporation Class A
VOXX
$0 ﹤0.01%
9
– –
ENLC
1723
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$0 ﹤0.01%
293
+139
+90% +$287
AKTS
1724
DELISTED
Akoustis Technologies Inc
AKTS
– –
-2,410
Closed -$12K
TUP
1725
DELISTED
Tupperware Brands Corporation
TUP
$0 ﹤0.01%
4
– –
67 68
69
70 71

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.