CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
-19.46%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$35.5M
Cap. Flow %
3.48%
Top 10 Hldgs %
46.48%
Holding
1,818
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$14.6M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
$9.5M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$8.26M
4
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
$6.53M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$5.8M

Top Sells

1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
$26.3M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$8.01M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$7.1M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$5.48M
5
EZM icon
WisdomTree US MidCap Fund
EZM
$4.47M

Sector Composition

1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LM
1701
DELISTED
Legg Mason, Inc.
LM
$0 ﹤0.01%
1
– –
BGG
1702
DELISTED
Briggs & Stratton Corp.
BGG
$0 ﹤0.01%
181
– –
AQB icon
1703
AquaBounty Technologies
AQB
$4.54M
– –
-1
Closed –
AA icon
1704
Alcoa
AA
$8.24B
$0 ﹤0.01%
160
– –
ACB
1705
Aurora Cannabis
ACB
$276M
$0 ﹤0.01%
5
-8
-62% –
ACCO icon
1706
Acco Brands
ACCO
$364M
$0 ﹤0.01%
159
– –
ACHC icon
1707
Acadia Healthcare
ACHC
$2.19B
$0 ﹤0.01%
45
– –
ADNT icon
1708
Adient
ADNT
$2B
$0 ﹤0.01%
28
– –
AEO icon
1709
American Eagle Outfitters
AEO
$3.26B
$0 ﹤0.01%
2
– –
AES icon
1710
AES
AES
$9.21B
$0 ﹤0.01%
19
+3
+19% –
AGZ icon
1711
iShares Agency Bond ETF
AGZ
$617M
$0 ﹤0.01%
6
-24
-80% –
AIRI icon
1712
Air Industries Group
AIRI
$15.2M
$0 ﹤0.01%
1
– –
AMRX icon
1713
Amneal Pharmaceuticals
AMRX
$3.02B
$0 ﹤0.01%
42
– –
AMR icon
1714
Alpha Metallurgical Resources
AMR
$1.91B
– –
-51
Closed –
APA icon
1715
APA Corp
APA
$8.14B
$0 ﹤0.01%
151
– –
APAM icon
1716
Artisan Partners
APAM
$3.26B
$0 ﹤0.01%
25
– –
APPF icon
1717
AppFolio
APPF
$10.2B
– –
-378
Closed -$41K
ARES icon
1718
Ares Management
ARES
$38.9B
– –
-539
Closed -$19K
ARLO icon
1719
Arlo Technologies
ARLO
$1.89B
$0 ﹤0.01%
49
– –
ASIX icon
1720
AdvanSix
ASIX
$569M
$0 ﹤0.01%
48
+6
+14% –
AUDC icon
1721
AudioCodes
AUDC
$274M
$0 ﹤0.01%
1
– –
AVB icon
1722
AvalonBay Communities
AVB
$27.8B
– –
-164
Closed -$34K
AZTA icon
1723
Azenta
AZTA
$1.39B
– –
-1,105
Closed -$46K
BATRA icon
1724
Atlanta Braves Holdings Series A
BATRA
$2.86B
$0 ﹤0.01%
7
– –
BATRK icon
1725
Atlanta Braves Holdings Series B
BATRK
$2.66B
$0 ﹤0.01%
16
– –
67 68
69
70 71