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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WYNN icon
1701
Wynn Resorts
WYNN
$10.8B
– –
-18
Closed -$2K
X
1702
DELISTED
US Steel
X
$0 ﹤0.01%
145
– –
XHR
1703
Xenia Hotels & Resorts
XHR
$1.72B
$0 ﹤0.01%
2
– –
XLC icon
1704
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$0 ﹤0.01%
15
– –
XRAY icon
1705
Dentsply Sirona
XRAY
$2.31B
– –
-270
Closed -$15K
XT icon
1706
iShares Future Exponential Technologies ETF
XT
$3.97B
– –
-71
Closed -$3K
YELP icon
1707
Yelp
YELP
$1.28B
$0 ﹤0.01%
17
– –
ZD icon
1708
Ziff Davis
ZD
$1.83B
– –
-1,931
Closed -$157K
ARQ icon
1709
Arq
ARQ
$99.1M
$0 ﹤0.01%
3
– –
INEQ
1710
Columbia International Equity Income ETF
INEQ
$104M
– –
-70
Closed -$1K
ATYR
1711
aTyr Pharma
ATYR
$52.4M
– –
-1
Closed –
TXNM
1712
TXNM Energy Inc
TXNM
$5.91B
$0 ﹤0.01%
10
– –
INVX
1713
Innovex International
INVX
$2.11B
$0 ﹤0.01%
12
– –
PENG
1714
Penguin Solutions Inc
PENG
$2.94B
$0 ﹤0.01%
2
– –
BECN
1715
DELISTED
Beacon Roofing Supply, Inc.
BECN
$0 ﹤0.01%
49
– –
CMRX
1716
DELISTED
Chimerix, Inc.
CMRX
– –
-1
Closed –
VOXX
1717
DELISTED
VOXX International Corporation Class A
VOXX
$0 ﹤0.01%
9
– –
ALTR
1718
DELISTED
Altair Engineering Inc
ALTR
$0 ﹤0.01%
37
-1,068
-97% -$36.6K
ENLC
1719
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$0 ﹤0.01%
154
– –
SRCL
1720
DELISTED
Stericycle Inc
SRCL
– –
-100
Closed -$6K
PRFT
1721
DELISTED
Perficient Inc
PRFT
$0 ﹤0.01%
26
-916
-97% -$40K
TUP
1722
DELISTED
Tupperware Brands Corporation
TUP
$0 ﹤0.01%
4
– –
CTHR
1723
DELISTED
Charles & Colvard Ltd
CTHR
$0 ﹤0.01%
12
– –
CBD
1724
DELISTED
Companhia Brasileira de Distribuicao
CBD
$0 ﹤0.01%
1
– –
CPE
1725
DELISTED
Callon Petroleum Company
CPE
$0 ﹤0.01%
14
– –
67 68
69
70 71

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.