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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBDQ
1676
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
– –
-259
Closed -$7K
IBDR icon
1677
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.38B
– –
-403
Closed -$10K
IBDS icon
1678
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.86B
– –
-391
Closed -$10K
IBDT icon
1679
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.07B
– –
-240
Closed -$7K
IBUY icon
1680
Amplify Online Retail ETF
IBUY
$126M
– –
-25
Closed -$2K
IGLB icon
1681
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.78B
$0 ﹤0.01%
9
– –
IGOV icon
1682
iShares International Treasury Bond ETF
IGOV
$1.53B
$0 ﹤0.01%
17
-3,280
-99% -$177K
IHE icon
1683
iShares US Pharmaceuticals ETF
IHE
$1.66B
– –
-270
Closed -$16K
IMMR icon
1684
Immersion
IMMR
$257M
– –
-1,000
Closed -$11K
IMNN icon
1685
Imunon
IMNN
$6.85M
– –
0
– –
IPO icon
1686
Renaissance IPO ETF
IPO
$160M
– –
-500
Closed -$32K
ITA icon
1687
iShares US Aerospace & Defense ETF
ITA
$15B
– –
-90
Closed -$8K
JBL icon
1688
Jabil
JBL
$35.3B
$0 ﹤0.01%
+9
New +$410
JPEM icon
1689
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$394M
$0 ﹤0.01%
12
– –
OPLN
1690
Openlane
OPLN
$4.58B
$0 ﹤0.01%
28
– –
KBE icon
1691
State Street SPDR S&P Bank ETF
KBE
$1.71B
– –
-163
Closed -$6K
KEYS icon
1692
Keysight
KEYS
$57.3B
$0 ﹤0.01%
+3
New +$425
KIE icon
1693
State Street SPDR S&P Insurance ETF
KIE
$680M
$0 ﹤0.01%
21
– –
KOCT icon
1694
Innovator US Small Cap Power Buffer ETF October
KOCT
$131M
– –
-1,880
Closed -$48K
KTB icon
1695
Kontoor Brands
KTB
$4.27B
$0 ﹤0.01%
12
– –
LILA icon
1696
Liberty Latin America Class A
LILA
$1.67B
$0 ﹤0.01%
12
– –
LILAK icon
1697
Liberty Latin America Class C
LILAK
$1.65B
$0 ﹤0.01%
29
– –
LMND icon
1698
Lemonade
LMND
$4.08B
$0 ﹤0.01%
+5
New +$646
LPLA icon
1699
LPL Financial
LPLA
$29.3B
$0 ﹤0.01%
+4
New +$510
MGNI icon
1700
Magnite
MGNI
$3.47B
– –
-479
Closed -$14K
66 67
68
69 70

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.