We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNIT
1676
Uniti Group
UNIT
$2.27B
– –
-800
Closed -$6K
USA icon
1677
Liberty All-Star Equity Fund
USA
$1.88B
$0 ﹤0.01%
100
+4
+4% +$25
USRT icon
1678
iShares Core US REIT ETF
USRT
$4.55B
$0 ﹤0.01%
10
– –
UTF icon
1679
Cohen & Steers Infrastructure Fund
UTF
$3.01B
$0 ﹤0.01%
4
-1,022
-100% -$24.6K
UWM icon
1680
ProShares Ultra Russell2000
UWM
$245M
$0 ﹤0.01%
+10
New +$315
UYG icon
1681
ProShares Ultra Financials
UYG
$855M
– –
-660
Closed -$35K
VALE icon
1682
Vale
VALE
$60.9B
$0 ﹤0.01%
1
– –
VECO icon
1683
Veeco
VECO
$3.03B
$0 ﹤0.01%
80
– –
VIAV icon
1684
Viavi Solutions
VIAV
$9.51B
$0 ﹤0.01%
2
– –
VIV icon
1685
Telefônica Brasil
VIV
$18.6B
$0 ﹤0.01%
1
– –
VLO icon
1686
Valero Energy
VLO
$92.8B
$0 ﹤0.01%
1
– –
VNO icon
1687
Vornado Realty Trust
VNO
$7.33B
$0 ﹤0.01%
23
– –
VNQI icon
1688
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$0 ﹤0.01%
4
– –
VRNS icon
1689
Varonis Systems
VRNS
$4.81B
– –
-1,584
Closed -$41K
VST icon
1690
Vistra
VST
$48.8B
$0 ﹤0.01%
16
– –
VWOB icon
1691
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.22B
$0 ﹤0.01%
1
-7
-88% -$551
VXZ icon
1692
iPath Series B S&P 500 VIX Mid-Term Futures ETN
VXZ
$30.6M
– –
-14
Closed –
VYGR icon
1693
Voyager Therapeutics
VYGR
$198M
$0 ﹤0.01%
100
– –
W icon
1694
Wayfair
W
$14.2B
– –
-54
Closed -$4K
WASH icon
1695
Washington Trust Bancorp
WASH
$747M
$0 ﹤0.01%
21
– –
WBS icon
1696
Webster Financial
WBS
$12.8B
$0 ﹤0.01%
35
– –
WGO icon
1697
Winnebago Industries
WGO
$926M
$0 ﹤0.01%
1
– –
WOW
1698
DELISTED
WideOpenWest
WOW
– –
-10,000
Closed -$74K
WU icon
1699
Western Union
WU
$2.19B
$0 ﹤0.01%
7
– –
WW
1700
DELISTED
WW International
WW
$0 ﹤0.01%
2
– –
66 67
68
69 70

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.