CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
-19.46%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$35.5M
Cap. Flow %
3.48%
Top 10 Hldgs %
46.48%
Holding
1,818
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$14.6M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
$9.5M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$8.26M
4
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
$6.53M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$5.8M

Top Sells

1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
$26.3M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$8.01M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$7.1M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$5.48M
5
EZM icon
WisdomTree US MidCap Fund
EZM
$4.47M

Sector Composition

1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SUPN icon
1676
Supernus Pharmaceuticals
SUPN
$2.58B
– –
-150
Closed -$3K
SVXY icon
1677
ProShares Short VIX Short-Term Futures ETF
SVXY
$250M
– –
-260
Closed -$8K
SXC icon
1678
SunCoke Energy
SXC
$667M
$0 ﹤0.01%
141
– –
TCBI icon
1679
Texas Capital Bancshares
TCBI
$3.96B
$0 ﹤0.01%
31
– –
W icon
1680
Wayfair
W
$11.6B
– –
-54
Closed -$4K
TFI icon
1681
SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.23B
– –
-30
Closed -$1K
TIMB icon
1682
TIM SA
TIMB
$10.3B
$0 ﹤0.01%
2
– –
TK icon
1683
Teekay
TK
$718M
$0 ﹤0.01%
300
– –
TM icon
1684
Toyota
TM
$260B
$0 ﹤0.01%
2
– –
TMQ
1685
Trilogy Metals
TMQ
$302M
– –
-83
Closed –
TOTL icon
1686
SPDR DoubleLine Total Return Tactical ETF
TOTL
$3.88B
– –
0
– –
TPH icon
1687
Tri Pointe Homes
TPH
$3.25B
$0 ﹤0.01%
2
– –
TRGP icon
1688
Targa Resources
TRGP
$34.9B
$0 ﹤0.01%
46
– –
DCI icon
1689
Donaldson
DCI
$9.44B
$0 ﹤0.01%
12
– –
DDWM icon
1690
WisdomTree Dynamic International Equity Fund
DDWM
$801M
– –
-1,822
Closed -$55K
DEI icon
1691
Douglas Emmett
DEI
$2.83B
– –
-4,396
Closed -$193K
DIAX icon
1692
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$535M
– –
-1,500
Closed -$26K
DIOD icon
1693
Diodes
DIOD
$2.46B
– –
-796
Closed -$44K
MWA icon
1694
Mueller Water Products
MWA
$4.19B
– –
-150
Closed -$1K
NAK
1695
Northern Dynasty Minerals
NAK
$466M
– –
0
– –
NAVI icon
1696
Navient
NAVI
$1.37B
$0 ﹤0.01%
4
– –
NBR icon
1697
Nabors Industries
NBR
$560M
– –
-4
Closed –
NFG icon
1698
National Fuel Gas
NFG
$7.82B
$0 ﹤0.01%
2
– –
TZA icon
1699
Direxion Daily Small Cap Bear 3x Shares
TZA
$287M
– –
0
– –
JCP
1700
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
39
– –
66 67
68
69 70