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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EME icon
1651
Emcor
EME
$35.7B
$0 ﹤0.01%
+4
New +$401
ENFR icon
1652
Alerian Energy Infrastructure ETF
ENFR
$521M
$0 ﹤0.01%
11
– –
ERC
1653
Allspring Multi-Sector Income Fund
ERC
$261M
$0 ﹤0.01%
20
– –
ERIC icon
1654
Ericsson
ERIC
$32.7B
$0 ﹤0.01%
20
– –
ETG
1655
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.86B
– –
-800
Closed -$14K
EWD icon
1656
iShares MSCI Sweden ETF
EWD
$593M
$0 ﹤0.01%
20
– –
EXR icon
1657
Extra Space Storage
EXR
$31B
$0 ﹤0.01%
+5
New +$605
FAZ
1658
Direxion Daily Financial Bear 3x ETF
FAZ
$86M
– –
-125
Closed -$72K
FCN icon
1659
FTI Consulting
FCN
$4.17B
$0 ﹤0.01%
+2
New +$237
FNDC icon
1660
Schwab Fundamental International Small Company Index ETF
FNDC
$3.14B
$0 ﹤0.01%
18
– –
FNDE icon
1661
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$10.1B
$0 ﹤0.01%
29
– –
FNDF icon
1662
Schwab Fundamental International Large Company Index ETF
FNDF
$25.5B
$0 ﹤0.01%
29
– –
FUTY icon
1663
Fidelity MSCI Utilities Index ETF
FUTY
$2.27B
$0 ﹤0.01%
5
-20
-80% -$806
FXI icon
1664
iShares China Large-Cap ETF
FXI
$4.35B
– –
-2,133
Closed -$99K
FXL icon
1665
First Trust Technology AlphaDEX Fund
FXL
$2.78B
– –
-40
Closed -$4K
GATX icon
1666
GATX Corp
GATX
$6.23B
$0 ﹤0.01%
5
– –
GL icon
1667
Globe Life
GL
$14.2B
$0 ﹤0.01%
+3
New +$287
GME icon
1668
GameStop
GME
$8.43B
$0 ﹤0.01%
+4
New +$118
GT icon
1669
Goodyear
GT
$1.74B
$0 ﹤0.01%
38
– –
GTX icon
1670
Garrett Motion
GTX
$5.41B
$0 ﹤0.01%
66
-25
-27% –
HBAN icon
1671
Huntington Bancshares
HBAN
$35.6B
$0 ﹤0.01%
41
– –
HELE icon
1672
Helen of Troy
HELE
$680M
$0 ﹤0.01%
+1
New +$225
HGLB
1673
Highland Global Allocation Fund
HGLB
$177M
– –
-352
Closed -$2K
HOG icon
1674
Harley-Davidson
HOG
$2.72B
– –
-28
Closed -$1K
HYMC icon
1675
Hycroft Mining Holding Corp
HYMC
$2.54B
$0 ﹤0.01%
20
– –
65 66
67
68 69

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.