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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLNT icon
1651
Planet Fitness
PLNT
$3.7B
– –
-991
Closed -$48K
PMX
1652
DELISTED
PIMCO Municipal Income Fund III
PMX
– –
-400
Closed -$4K
PPTY
1653
US Diversified Real Estate ETF
PPTY
$25.1M
$0 ﹤0.01%
9
-3,368
-100% -$85.7K
PSF icon
1654
Cohen & Steers Select Preferred & Income Fund
PSF
$236M
– –
-200
Closed -$4K
PSN icon
1655
Parsons
PSN
$4.92B
– –
-16,000
Closed -$511K
RDOG icon
1656
ALPS REIT Dividend Dogs ETF
RDOG
$11M
$0 ﹤0.01%
15
-1,188
-99% -$41.1K
REZ icon
1657
iShares Residential and Multisector Real Estate ETF
REZ
$859M
$0 ﹤0.01%
3
-1,416
-100% -$83.2K
RIG icon
1658
Transocean
RIG
$6.35B
$0 ﹤0.01%
30
– –
RITM icon
1659
Rithm Capital
RITM
$5.61B
$0 ﹤0.01%
3
– –
SAH icon
1660
Sonic Automotive
SAH
$2.55B
– –
-300
Closed -$3K
SBS icon
1661
Sabesp
SBS
$18.3B
$0 ﹤0.01%
62
– –
SCHC icon
1662
Schwab International Small-Cap Equity ETF
SCHC
$5.63B
$0 ﹤0.01%
12
– –
SCHE icon
1663
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$0 ﹤0.01%
18
– –
SCHH icon
1664
Schwab US REIT ETF
SCHH
$11.2B
$0 ﹤0.01%
16
– –
SCHP icon
1665
Schwab US TIPS ETF
SCHP
$16.2B
– –
-386
Closed -$11K
SCS
1666
DELISTED
Steelcase
SCS
$0 ﹤0.01%
50
-1,000
-95% -$10.9K
SEF icon
1667
ProShares Short Financials
SEF
$13M
$0 ﹤0.01%
6
– –
SFIX
1668
Stitch Fix
SFIX
$539M
$0 ﹤0.01%
25
-40
-62% -$789
SHOO icon
1669
Steven Madden
SHOO
$3.57B
$0 ﹤0.01%
1
– –
SHYG icon
1670
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.59B
$0 ﹤0.01%
16
– –
HTO
1671
H2O America
HTO
$2.56B
$0 ﹤0.01%
2
– –
SLYV icon
1672
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.05B
$0 ﹤0.01%
4
– –
SONN
1673
DELISTED
Sonnet BioTherapeutics
SONN
– –
0
– –
SPIB icon
1674
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$0 ﹤0.01%
23
– –
SPNS
1675
DELISTED
Sapiens International
SPNS
$0 ﹤0.01%
1
– –
65 66
67
68 69

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.