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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SONN
1651
DELISTED
Sonnet BioTherapeutics
SONN
– –
0
– –
SPIB icon
1652
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$0 ﹤0.01%
23
-408
-95% -$14.3K
SPNS
1653
DELISTED
Sapiens International
SPNS
$0 ﹤0.01%
1
– –
SPSB icon
1654
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
– –
-184
Closed -$5K
SPSC icon
1655
SPS Commerce
SPSC
$2.7B
– –
-732
Closed -$40K
SSL icon
1656
Sasol
SSL
$7.38B
$0 ﹤0.01%
187
– –
SSO icon
1657
ProShares Ultra S&P500
SSO
$8.35B
$0 ﹤0.01%
+16
New +$270
STLD icon
1658
Steel Dynamics
STLD
$37.8B
$0 ﹤0.01%
+1
New +$27
STRM
1659
DELISTED
Streamline Health Solutions
STRM
– –
0
– –
SUPN icon
1660
Supernus Pharmaceuticals
SUPN
$2.73B
– –
-150
Closed -$3K
SVXY icon
1661
ProShares Short VIX Short-Term Futures ETF
SVXY
$231M
– –
-260
Closed -$8K
SXC icon
1662
SunCoke Energy
SXC
$786M
$0 ﹤0.01%
141
– –
TCBI icon
1663
Texas Capital Bancshares
TCBI
$4.36B
$0 ﹤0.01%
31
– –
TFI icon
1664
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
– –
-30
Closed -$1K
TIMB icon
1665
TIM SA
TIMB
$8.62B
$0 ﹤0.01%
2
– –
TK icon
1666
Teekay
TK
$983M
$0 ﹤0.01%
300
– –
TM icon
1667
Toyota
TM
$225B
$0 ﹤0.01%
2
– –
TMQ
1668
Trilogy Metals
TMQ
$679M
– –
-83
Closed –
TPH
1669
DELISTED
Tri Pointe Homes
TPH
$0 ﹤0.01%
2
– –
TRGP icon
1670
Targa Resources
TRGP
$56.9B
$0 ﹤0.01%
46
– –
TRMK icon
1671
Trustmark
TRMK
$2.78B
– –
-350
Closed -$12K
TY icon
1672
TRI-Continental Corp
TY
$1.9B
– –
-263
Closed -$7K
UAA icon
1673
Under Armour
UAA
$2.29B
$0 ﹤0.01%
3
– –
UBER icon
1674
Uber
UBER
$160B
– –
-30
Closed –
UBSI icon
1675
United Bankshares
UBSI
$6.61B
– –
-34
Closed -$1K
65 66
67
68 69

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.