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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCX icon
1626
BlackRock Resources & Commodities Strategy Trust
BCX
$962M
$0 ﹤0.01%
98
– –
BHF icon
1627
Brighthouse Financial
BHF
$3.46B
$0 ﹤0.01%
1
-5
-83% -$205
BJAN icon
1628
Innovator US Equity Buffer ETF January
BJAN
$348M
– –
-1,683
Closed -$55K
BNDW icon
1629
Vanguard Total World Bond ETF
BNDW
$1.89B
– –
-1,694
Closed -$139K
BOCT icon
1630
Innovator US Equity Buffer ETF October
BOCT
$289M
– –
-1,740
Closed -$52K
BXMT icon
1631
Blackstone Mortgage Trust
BXMT
$2.39B
$0 ﹤0.01%
+24
New +$698
CCOI icon
1632
Cogent Communications
CCOI
$528M
$0 ﹤0.01%
+14
New +$856
CDNS icon
1633
Cadence Design Systems
CDNS
$91.4B
$0 ﹤0.01%
+6
New +$805
CLOU icon
1634
Global X Cloud Computing ETF
CLOU
$271M
$0 ﹤0.01%
12
-145
-92% -$3.99K
CLSK icon
1635
CleanSpark
CLSK
$2.97B
$0 ﹤0.01%
29
– –
CNDT icon
1636
Conduent
CNDT
$242M
$0 ﹤0.01%
120
– –
CNO icon
1637
CNO Financial Group
CNO
$5.12B
– –
-235
Closed -$5.59K
COLD icon
1638
Americold
COLD
$4.17B
$0 ﹤0.01%
+18
New +$647
CRDF icon
1639
Cardiff Oncology
CRDF
$80.1M
– –
-3,710
Closed -$66K
CRI icon
1640
Carter's
CRI
$1.48B
– –
-230
Closed -$21K
CWI icon
1641
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$0 ﹤0.01%
28
– –
CWT icon
1642
California Water Service
CWT
$3.06B
$0 ﹤0.01%
+13
New +$720
DAKT icon
1643
Daktronics
DAKT
$1.03B
$0 ﹤0.01%
32
– –
DGP icon
1644
DB Gold Double Long ETN due February 15, 2038
DGP
$253M
– –
-100
Closed -$4K
DHI icon
1645
D.R. Horton
DHI
$41B
$0 ﹤0.01%
11
-865
-99% -$67.7K
DK icon
1646
Delek US
DK
$3.72B
– –
-24
Closed -$524
DOG
1647
ProShares Short Dow30
DOG
$86.9M
– –
-12
Closed –
DXC icon
1648
DXC Technology
DXC
$1.74B
$0 ﹤0.01%
8
– –
EELV icon
1649
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$426M
– –
-745
Closed -$16K
EG icon
1650
Everest Group
EG
$14.2B
$0 ﹤0.01%
3
-3
-50% -$714
64 65
66
67 68

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.