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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGVT icon
1626
Ingevity
NGVT
$2.63B
$0 ﹤0.01%
16
– –
NJR icon
1627
New Jersey Resources
NJR
$5.48B
$0 ﹤0.01%
3
– –
NMFC icon
1628
New Mountain Finance
NMFC
$725M
$0 ﹤0.01%
100
– –
NMRK icon
1629
Newmark Group
NMRK
$2.53B
$0 ﹤0.01%
182
– –
NOK icon
1630
Nokia
NOK
$51.7B
$0 ﹤0.01%
147
– –
NRG icon
1631
NRG Energy
NRG
$25.2B
$0 ﹤0.01%
13
– –
NSIT icon
1632
Insight Enterprises
NSIT
$4.5B
– –
-18
Closed –
NSP icon
1633
Insperity
NSP
$1.99B
– –
-16
Closed –
NTGR icon
1634
NETGEAR
NTGR
$628M
$0 ﹤0.01%
25
– –
NUV icon
1635
Nuveen Municipal Value Fund
NUV
$1.9B
– –
-2,000
Closed -$19K
NVT icon
1636
nVent Electric
NVT
$26.6B
$0 ﹤0.01%
15
– –
NWSA icon
1637
News Corp Class A
NWSA
$15.4B
$0 ﹤0.01%
40
-8
-17% -$85
ON icon
1638
ON Semiconductor
ON
$31.6B
$0 ﹤0.01%
2
– –
PAPR icon
1639
Innovator US Equity Power Buffer ETF April
PAPR
$959M
– –
-270,099
Closed -$6.53M
PCG icon
1640
PG&E
PCG
$38B
$0 ﹤0.01%
2
– –
PEB icon
1641
Pebblebrook Hotel Trust
PEB
$1.98B
$0 ﹤0.01%
4
– –
PENN icon
1642
PENN Entertainment
PENN
$2.57B
$0 ﹤0.01%
3
– –
PFIG icon
1643
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$117M
$0 ﹤0.01%
21
-1
-5% -$27
PFSI icon
1644
PennyMac Financial
PFSI
$3.89B
$0 ﹤0.01%
1
– –
PGZ
1645
Principal Real Estate Income Fund
PGZ
$68.5M
– –
-1,750
Closed -$21K
IFLN
1646
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$0 ﹤0.01%
5
– –
PHK
1647
PIMCO High Income Fund
PHK
$878M
$0 ﹤0.01%
7
– –
PICB icon
1648
Invesco International Corporate Bond ETF
PICB
$360M
$0 ﹤0.01%
24
+1
+4% +$26
PIPR icon
1649
Piper Sandler
PIPR
$5.27B
$0 ﹤0.01%
16
– –
PKG icon
1650
Packaging Corp of America
PKG
$22.6B
– –
-11
Closed –
64 65
66
67 68

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.