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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPC icon
1626
Pilgrim's Pride
PPC
$6.4B
– –
-23
Closed –
PPLT
1627
abrdn Physical Platinum Shares ETF
PPLT
$2.03B
– –
-9,470
Closed -$86K
PRTA icon
1628
Prothena Corp
PRTA
$473M
– –
-1
Closed –
QAI icon
1629
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
– –
-15,564
Closed -$479K
RFV icon
1630
Invesco S&P MidCap 400 Pure Value ETF
RFV
$340M
– –
-141
Closed -$9K
RIG icon
1631
Transocean
RIG
$6.49B
$0 ﹤0.01%
30
– –
RITM icon
1632
Rithm Capital
RITM
$5.72B
$0 ﹤0.01%
3
– –
RMBS icon
1633
Rambus
RMBS
$10.5B
– –
-2,822
Closed -$38K
RNST icon
1634
Renasant Corp
RNST
$3.92B
– –
-2,152
Closed -$76K
ROBO icon
1635
ROBO Global Robotics & Automation Index ETF
ROBO
$2.1B
– –
-1,350
Closed -$53.1K
RYAM icon
1636
Rayonier Advanced Materials
RYAM
$590M
– –
-671
Closed -$2K
RZV icon
1637
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$303M
– –
-141
Closed -$9K
SBS icon
1638
Sabesp
SBS
$17.7B
$0 ﹤0.01%
62
– –
SCHC icon
1639
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$0 ﹤0.01%
12
– –
SCHE icon
1640
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$0 ﹤0.01%
18
– –
SCHH icon
1641
Schwab US REIT ETF
SCHH
$11.1B
$0 ﹤0.01%
16
– –
SDS icon
1642
ProShares UltraShort S&P500
SDS
$371M
– –
-3
Closed -$2K
SEF icon
1643
ProShares Short Financials
SEF
$13M
$0 ﹤0.01%
6
– –
SFIX
1644
Stitch Fix
SFIX
$499M
$0 ﹤0.01%
65
– –
SHOO icon
1645
Steven Madden
SHOO
$3.53B
$0 ﹤0.01%
1
– –
SHYG icon
1646
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$0 ﹤0.01%
16
-400
-96% -$17.9K
HTO
1647
H2O America
HTO
$2.61B
$0 ﹤0.01%
2
– –
SLX icon
1648
VanEck Steel ETF
SLX
$175M
– –
-412
Closed -$15K
SLYV icon
1649
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.06B
$0 ﹤0.01%
4
+3
+300% +$170
SNAP icon
1650
Snap
SNAP
$9.32B
$0 ﹤0.01%
54
– –
64 65
66
67 68

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.