CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
-19.46%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$35.5M
Cap. Flow %
3.48%
Top 10 Hldgs %
46.48%
Holding
1,818
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$14.6M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
$9.5M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$8.26M
4
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
$6.53M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$5.8M

Top Sells

1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
$26.3M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$8.01M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$7.1M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$5.48M
5
EZM icon
WisdomTree US MidCap Fund
EZM
$4.47M

Sector Composition

1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PFGC icon
1626
Performance Food Group
PFGC
$16.5B
– –
-85
Closed -$4K
PFIG icon
1627
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$87.6M
$0 ﹤0.01%
22
– –
PFN
1628
PIMCO Income Strategy Fund II
PFN
$713M
$0 ﹤0.01%
118
– –
PFSI icon
1629
PennyMac Financial
PFSI
$6.08B
$0 ﹤0.01%
1
– –
PFXF icon
1630
VanEck Preferred Securities ex Financials ETF
PFXF
$1.96B
– –
-109
Closed -$2K
PGJ icon
1631
Invesco Golden Dragon China ETF
PGJ
$149M
– –
-155
Closed -$6K
PHB icon
1632
Invesco Fundamental High Yield Corporate Bond ETF
PHB
$354M
$0 ﹤0.01%
5
– –
PHK
1633
PIMCO High Income Fund
PHK
$857M
$0 ﹤0.01%
7
– –
PICB icon
1634
Invesco International Corporate Bond ETF
PICB
$191M
$0 ﹤0.01%
23
-82
-78% –
PIPR icon
1635
Piper Sandler
PIPR
$5.79B
$0 ﹤0.01%
4
– –
PJT icon
1636
PJT Partners
PJT
$4.38B
– –
-2
Closed –
PKG icon
1637
Packaging Corp of America
PKG
$19.8B
$0 ﹤0.01%
11
– –
POCT icon
1638
Innovator US Equity Power Buffer ETF October
POCT
$784M
– –
-6,841
Closed -$172K
PNW icon
1639
Pinnacle West Capital
PNW
$10.6B
– –
-4
Closed –
POR icon
1640
Portland General Electric
POR
$4.69B
– –
-9
Closed –
PPC icon
1641
Pilgrim's Pride
PPC
$10.5B
– –
-23
Closed –
PPLT icon
1642
abrdn Physical Platinum Shares ETF
PPLT
$1.59B
– –
-947
Closed -$86K
PRTA icon
1643
Prothena Corp
PRTA
$460M
– –
-1
Closed –
QAI icon
1644
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$703M
– –
-15,564
Closed -$479K
RFV icon
1645
Invesco S&P MidCap 400 Pure Value ETF
RFV
$277M
– –
-141
Closed -$9K
RIG icon
1646
Transocean
RIG
$2.9B
$0 ﹤0.01%
30
– –
RITM icon
1647
Rithm Capital
RITM
$6.69B
$0 ﹤0.01%
3
– –
RMBS icon
1648
Rambus
RMBS
$8.05B
– –
-2,822
Closed -$38K
RNST icon
1649
Renasant Corp
RNST
$3.75B
– –
-2,152
Closed -$76K
ROBO icon
1650
ROBO Global Robotics & Automation Index ETF
ROBO
$1.11B
– –
-1,350
Closed -$56K
64 65
66
67 68