We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFTI
1601
DELISTED
FormulaFolios Tactical Income ETF
FFTI
$1K ﹤0.01%
58
– –
NUVA
1602
DELISTED
NuVasive, Inc.
NUVA
$1K ﹤0.01%
27
+9
+50% +$540
BBIG
1603
DELISTED
Vinco Ventures, Inc. Common Stock
BBIG
$1K ﹤0.01%
31
-79
-72% -$3.18K
NOVN
1604
DELISTED
Novan, Inc. Common Stock
NOVN
$1K ﹤0.01%
100
– –
VLDR
1605
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$1K ﹤0.01%
100
– –
ZNGA
1606
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$1K ﹤0.01%
115
– –
KRA
1607
DELISTED
Kraton Corporation
KRA
$1K ﹤0.01%
38
– –
GWB
1608
DELISTED
Great Western Bancorp, Inc.
GWB
$1K ﹤0.01%
60
– –
MGLN
1609
DELISTED
Magellan Health Services, Inc.
MGLN
$1K ﹤0.01%
15
– –
VTA
1610
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1K ﹤0.01%
106
– –
TCF
1611
DELISTED
TCF Financial Corporation Common Stock
TCF
$1K ﹤0.01%
35
– –
AAP icon
1612
Advance Auto Parts
AAP
$3.36B
– –
-290
Closed -$45K
ACB
1613
Aurora Cannabis
ACB
$179M
$0 ﹤0.01%
1
– –
ACHC icon
1614
Acadia Healthcare
ACHC
$2.96B
– –
-45
Closed -$2.44K
ACWV icon
1615
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
– –
-55
Closed -$5K
ADTX
1616
DELISTED
ADITXT INC
ADTX
– –
0
– –
AIV
1617
Aimco
AIV
$377M
– –
-7,000
Closed -$36K
AME icon
1618
Ametek
AME
$58B
$0 ﹤0.01%
+7
New +$845
AOUT icon
1619
American Outdoor Brands
AOUT
$160M
– –
-25
Closed –
ARLO icon
1620
Arlo Technologies
ARLO
$1.6B
$0 ﹤0.01%
49
– –
ASIX icon
1621
AdvanSix
ASIX
$438M
$0 ﹤0.01%
26
-6
-19% -$153
BAB icon
1622
Invesco Taxable Municipal Bond ETF
BAB
$1B
– –
-2,700
Closed -$90K
BAC.PRL icon
1623
Bank of America Series L
BAC.PRL
$4B
– –
-10
Closed -$15K
BAND
1624
Bandwidth Inc
BAND
$1.7B
$0 ﹤0.01%
+6
New +$929
BATRA icon
1625
Atlanta Braves Holdings Series A
BATRA
$3.42B
$0 ﹤0.01%
18
– –
63 64
65
66 67

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.