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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KTB icon
1601
Kontoor Brands
KTB
$4.27B
$0 ﹤0.01%
54
-246
-82% -$4.38K
LAUR icon
1602
Laureate Education
LAUR
$5.13B
– –
-541
Closed -$5K
LEG icon
1603
Leggett & Platt
LEG
$1.29B
$0 ﹤0.01%
3
– –
LILA icon
1604
Liberty Latin America Class A
LILA
$1.67B
$0 ﹤0.01%
12
– –
LILAK icon
1605
Liberty Latin America Class C
LILAK
$1.65B
$0 ﹤0.01%
30
– –
LSTR icon
1606
Landstar System
LSTR
$6.05B
– –
-74
Closed -$7K
LYTS icon
1607
LSI Industries
LYTS
$909M
– –
-226
Closed –
MAIN icon
1608
Main Street Capital
MAIN
$5.44B
– –
-200
Closed -$4K
MBIN icon
1609
Merchants Bancorp
MBIN
$2.48B
$0 ﹤0.01%
3
– –
MCHI icon
1610
iShares MSCI China ETF
MCHI
$6.42B
– –
-3,741
Closed -$214K
MDU icon
1611
MDU Resources
MDU
$4.29B
$0 ﹤0.01%
11
– –
MEDP icon
1612
Medpace
MEDP
$16.8B
$0 ﹤0.01%
1
– –
MFA
1613
MFA Financial
MFA
$919M
$0 ﹤0.01%
2
– –
MIST icon
1614
Milestone Pharmaceuticals
MIST
$157M
$0 ﹤0.01%
+40
New +$129
MNST icon
1615
Monster Beverage
MNST
$89.6B
$0 ﹤0.01%
4
– –
MOO icon
1616
VanEck Agribusiness ETF
MOO
$978M
– –
-200
Closed -$10K
MPWR icon
1617
Monolithic Power Systems
MPWR
$67.9B
– –
-7
Closed -$1K
MT icon
1618
ArcelorMittal
MT
$55.7B
$0 ﹤0.01%
2
-300
-99% -$3.02K
MTG icon
1619
MGIC Investment
MTG
$6.21B
$0 ﹤0.01%
3
– –
MUR icon
1620
Murphy Oil
MUR
$5.09B
$0 ﹤0.01%
2
– –
MVV icon
1621
ProShares Ultra MidCap400
MVV
$161M
$0 ﹤0.01%
9
– –
NAVI icon
1622
Navient
NAVI
$796M
$0 ﹤0.01%
4
– –
NDSN icon
1623
Nordson
NDSN
$17.2B
– –
-26
Closed -$3K
NEAR icon
1624
iShares Short Maturity Bond ETF
NEAR
$4.88B
$0 ﹤0.01%
17
-21
-55% -$1.04K
NFG icon
1625
National Fuel Gas
NFG
$7.78B
$0 ﹤0.01%
2
– –
63 64
65
66 67

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.