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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSP icon
1601
Insperity
NSP
$1.94B
$0 ﹤0.01%
+16
New +$1.14K
NTGR icon
1602
NETGEAR
NTGR
$648M
$0 ﹤0.01%
25
– –
NUSC icon
1603
Nuveen ESG Small-Cap ETF
NUSC
$1.33B
– –
-38
Closed -$1K
NVT icon
1604
nVent Electric
NVT
$27.1B
$0 ﹤0.01%
15
– –
NWSA icon
1605
News Corp Class A
NWSA
$15.5B
$0 ﹤0.01%
48
– –
OC icon
1606
Owens Corning
OC
$12.6B
– –
-3
Closed –
ON icon
1607
ON Semiconductor
ON
$31.6B
$0 ﹤0.01%
2
– –
PCG icon
1608
PG&E
PCG
$38.1B
$0 ﹤0.01%
2
– –
PEB icon
1609
Pebblebrook Hotel Trust
PEB
$2.01B
$0 ﹤0.01%
4
– –
PENN icon
1610
PENN Entertainment
PENN
$2.57B
$0 ﹤0.01%
+3
New +$75
PFGC icon
1611
Performance Food Group
PFGC
$17.9B
– –
-85
Closed -$4K
PFIG icon
1612
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$117M
$0 ﹤0.01%
22
– –
PFN
1613
PIMCO Income Strategy Fund II
PFN
$707M
$0 ﹤0.01%
118
– –
PFSI icon
1614
PennyMac Financial
PFSI
$3.98B
$0 ﹤0.01%
1
– –
PFXF icon
1615
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
– –
-109
Closed -$2K
PGJ icon
1616
Invesco Golden Dragon China ETF
PGJ
$97.5M
– –
-155
Closed -$6K
IFLN
1617
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$0 ﹤0.01%
5
– –
PHK
1618
PIMCO High Income Fund
PHK
$875M
$0 ﹤0.01%
7
– –
PICB icon
1619
Invesco International Corporate Bond ETF
PICB
$361M
$0 ﹤0.01%
23
-82
-78% -$2.16K
PIPR icon
1620
Piper Sandler
PIPR
$5.35B
$0 ﹤0.01%
16
– –
PJT icon
1621
PJT Partners
PJT
$4.48B
– –
-2
Closed –
PKG icon
1622
Packaging Corp of America
PKG
$22.9B
$0 ﹤0.01%
11
– –
POCT icon
1623
Innovator US Equity Power Buffer ETF October
POCT
$972M
– –
-6,841
Closed -$172K
PNW icon
1624
Pinnacle West Capital
PNW
$12.1B
– –
-4
Closed –
POR icon
1625
Portland General Electric
POR
$5.69B
– –
-9
Closed –
63 64
65
66 67

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.