We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVC
1576
Service Properties Trust
SVC
$1.05B
$2K ﹤0.01%
51
– –
TBI
1577
Trueblue
TBI
$323M
$2K ﹤0.01%
+82
New +$2.19K
TRGP icon
1578
Targa Resources
TRGP
$57.1B
$2K ﹤0.01%
46
– –
UMBF icon
1579
UMB Financial
UMBF
$11.1B
$2K ﹤0.01%
27
– –
USHY icon
1580
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$2K ﹤0.01%
55
– –
WOOD icon
1581
iShares Global Timber & Forestry ETF
WOOD
$272M
$2K ﹤0.01%
30
– –
XSLV icon
1582
Invesco S&P SmallCap Low Volatility ETF
XSLV
$246M
$2K ﹤0.01%
63
– –
ZD icon
1583
Ziff Davis
ZD
$2B
$2K ﹤0.01%
+18
New +$2.16K
TXNM
1584
TXNM Energy Inc
TXNM
$5.91B
$2K ﹤0.01%
45
+35
+350% +$1.71K
ATSG
1585
DELISTED
Air Transport Services Group
ATSG
$2K ﹤0.01%
100
– –
HYB
1586
DELISTED
New America High Income Fund, Inc.
HYB
$2K ﹤0.01%
240
– –
SAVE
1587
DELISTED
Spirit Airlines, Inc.
SAVE
$2K ﹤0.01%
100
– –
PRMW
1588
DELISTED
Primo Water Corporation
PRMW
$2K ﹤0.01%
172
-53
-24% -$892
APGN
1589
DELISTED
Apexigen, Inc. Common Stock
APGN
$2K ﹤0.01%
290
– –
LSI
1590
DELISTED
Life Storage, Inc.
LSI
$2K ﹤0.01%
+19
New +$2.26K
HEXO
1591
DELISTED
HEXO Corp. Common Shares
HEXO
$2K ﹤0.01%
80
– –
DS
1592
DELISTED
Drive Shack Inc.
DS
$2K ﹤0.01%
1,000
– –
ABMD
1593
DELISTED
Abiomed Inc
ABMD
$2K ﹤0.01%
8
+5
+167% +$1.69K
DSPG
1594
DELISTED
DSP Group Inc
DSPG
$2K ﹤0.01%
+96
New +$1.72K
CCMP
1595
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$2K ﹤0.01%
20
– –
HZNP
1596
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$2K ﹤0.01%
21
-988
-98% -$103K
ACCO icon
1597
Acco Brands
ACCO
$402M
$1K ﹤0.01%
159
– –
ADNT icon
1598
Adient
ADNT
$1.44B
$1K ﹤0.01%
28
– –
AKAM icon
1599
Akamai
AKAM
$16.9B
$1K ﹤0.01%
+14
New +$1.6K
AMG icon
1600
Affiliated Managers Group
AMG
$9.6B
$1K ﹤0.01%
+7
New +$1.15K
62 63
64
65 66

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.