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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTA
1576
Metalla Royalty & Streaming
MTA
$839M
$1K ﹤0.01%
+200
New +$2.03K
NGVT icon
1577
Ingevity
NGVT
$2.65B
$1K ﹤0.01%
16
– –
NTGR icon
1578
NETGEAR
NTGR
$619M
$1K ﹤0.01%
25
– –
NUSA icon
1579
Nuveen ESG 1-5 Year US Aggregate Bond ETF
NUSA
$34.5M
$1K ﹤0.01%
79
– –
NVVE
1580
DELISTED
Nuvve Holding Corp
NVVE
– –
0
– –
PBH icon
1581
Prestige Consumer Healthcare
PBH
$2.51B
$1K ﹤0.01%
42
-304
-88% -$12.8K
PFN
1582
PIMCO Income Strategy Fund II
PFN
$707M
$1K ﹤0.01%
118
– –
PINC
1583
DELISTED
Premier
PINC
$1K ﹤0.01%
55
– –
PINS icon
1584
Pinterest
PINS
$13.8B
$1K ﹤0.01%
25
-2,126
-99% -$158K
PRI icon
1585
Primerica
PRI
$9.65B
$1K ﹤0.01%
+7
New +$1K
PTON icon
1586
Peloton Interactive
PTON
$2.42B
$1K ﹤0.01%
12
-1,538
-99% -$204K
RKT icon
1587
Rocket Companies
RKT
$39B
$1K ﹤0.01%
53
– –
SFIX
1588
Stitch Fix
SFIX
$530M
$1K ﹤0.01%
25
– –
SNDR icon
1589
Schneider National
SNDR
$6.18B
$1K ﹤0.01%
65
– –
SPRO icon
1590
Spero Therapeutics
SPRO
$71.2M
$1K ﹤0.01%
+110
New +$1.94K
TRGP icon
1591
Targa Resources
TRGP
$57.1B
$1K ﹤0.01%
46
– –
UAVS icon
1592
AgEagle Aerial Systems
UAVS
$59.2M
– –
0
– –
UEC icon
1593
Uranium Energy
UEC
$5.63B
$1K ﹤0.01%
400
– –
WASH icon
1594
Washington Trust Bancorp
WASH
$735M
$1K ﹤0.01%
21
– –
XT icon
1595
iShares Future Exponential Technologies ETF
XT
$3.99B
$1K ﹤0.01%
+25
New +$1.49K
PRKS icon
1596
United Parks & Resorts
PRKS
$2.07B
$1K ﹤0.01%
35
– –
ALTR
1597
DELISTED
Altair Engineering Inc
ALTR
$1K ﹤0.01%
28
– –
AKTS
1598
DELISTED
Akoustis Technologies Inc
AKTS
$1K ﹤0.01%
+120
New +$1.74K
IMGN
1599
DELISTED
Immunogen Inc
IMGN
$1K ﹤0.01%
221
– –
RAD
1600
DELISTED
Rite Aid Corporation
RAD
$1K ﹤0.01%
50
– –
62 63
64
65 66

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.