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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBAN icon
1576
Huntington Bancshares
HBAN
$35.6B
$0 ﹤0.01%
41
– –
HDGE icon
1577
AdvisorShares Ranger Equity Bear ETF
HDGE
$53.1M
– –
-1,416
Closed -$63K
HNI icon
1578
HNI Corp
HNI
$3.54B
– –
-12
Closed –
HRTG icon
1579
Heritage Insurance Holdings
HRTG
$973M
– –
-2
Closed –
HSIC icon
1580
Henry Schein
HSIC
$9.82B
– –
-1,930
Closed -$113K
HUBB icon
1581
Hubbell
HUBB
$26.7B
$0 ﹤0.01%
6
– –
IDA icon
1582
Idacorp
IDA
$8.08B
– –
-1
Closed –
IGLB icon
1583
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.78B
$0 ﹤0.01%
9
– –
IMNN icon
1584
Imunon
IMNN
$6.85M
– –
0
– –
JPEM icon
1585
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$394M
$0 ﹤0.01%
12
+1
+9% +$51
OPLN
1586
Openlane
OPLN
$4.58B
$0 ﹤0.01%
28
– –
KEX icon
1587
Kirby Corp
KEX
$7B
– –
-132
Closed -$4K
KIE icon
1588
State Street SPDR S&P Insurance ETF
KIE
$680M
$0 ﹤0.01%
21
– –
KTB icon
1589
Kontoor Brands
KTB
$4.27B
$0 ﹤0.01%
12
– –
LEG icon
1590
Leggett & Platt
LEG
$1.29B
– –
-3
Closed –
LILA icon
1591
Liberty Latin America Class A
LILA
$1.67B
$0 ﹤0.01%
12
– –
LILAK icon
1592
Liberty Latin America Class C
LILAK
$1.65B
$0 ﹤0.01%
29
– –
LPSN icon
1593
LivePerson
LPSN
$31.2M
– –
-14
Closed -$11K
MBIN icon
1594
Merchants Bancorp
MBIN
$2.48B
– –
-3
Closed –
MDU icon
1595
MDU Resources
MDU
$4.29B
– –
-11
Closed –
MEDP icon
1596
Medpace
MEDP
$16.8B
– –
-1
Closed –
MFA
1597
MFA Financial
MFA
$919M
– –
-2
Closed –
MIST icon
1598
Milestone Pharmaceuticals
MIST
$157M
$0 ﹤0.01%
40
– –
MOMO
1599
Hello Group
MOMO
$870M
– –
-210
Closed -$2K
MPLX icon
1600
MPLX
MPLX
$59.5B
– –
-3
Closed –
62 63
64
65 66

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RFA
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Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.