We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEN icon
1576
Gen Digital
GEN
$17.6B
– –
-2
Closed –
GMAB icon
1577
Genmab
GMAB
$19.1B
– –
-162
Closed -$3K
GTX icon
1578
Garrett Motion
GTX
$5.44B
$0 ﹤0.01%
163
– –
HBAN icon
1579
Huntington Bancshares
HBAN
$35.4B
$0 ﹤0.01%
41
– –
HDGE icon
1580
AdvisorShares Ranger Equity Bear ETF
HDGE
$53M
– –
-3,365
Closed -$232K
HLF icon
1581
Herbalife
HLF
$1.21B
– –
-2
Closed –
HNI icon
1582
HNI Corp
HNI
$3.53B
$0 ﹤0.01%
12
– –
HRTG icon
1583
Heritage Insurance Holdings
HRTG
$990M
$0 ﹤0.01%
2
– –
HUBB icon
1584
Hubbell
HUBB
$26.9B
$0 ﹤0.01%
6
– –
IAI icon
1585
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.37B
– –
-4,436
Closed -$227K
IDA icon
1586
Idacorp
IDA
$8.08B
$0 ﹤0.01%
1
– –
ICUI icon
1587
ICU Medical
ICUI
$4.54B
– –
-20
Closed -$4K
IDEV icon
1588
iShares Core MSCI International Developed Markets ETF
IDEV
$32.5B
– –
-105
Closed -$4K
IEX icon
1589
IDEX
IEX
$17.2B
$0 ﹤0.01%
6
– –
IGLB icon
1590
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.78B
$0 ﹤0.01%
9
– –
IGOV icon
1591
iShares International Treasury Bond ETF
IGOV
$1.53B
$0 ﹤0.01%
17
-81
-83% -$4.04K
IGR
1592
CBRE Global Real Estate Income Fund
IGR
$707M
– –
-530
Closed -$3.03K
IJUL icon
1593
Innovator International Developed Power Buffer ETF July
IJUL
$257M
– –
-179,260
Closed -$3.75M
IMNN icon
1594
Imunon
IMNN
$6.85M
– –
0
– –
IVR icon
1595
Invesco Mortgage Capital
IVR
$792M
– –
-35
Closed -$1K
JPEM icon
1596
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$395M
$0 ﹤0.01%
16
+1
+7% +$44
OPLN
1597
Openlane
OPLN
$4.61B
$0 ﹤0.01%
28
– –
KEYS icon
1598
Keysight
KEYS
$58.3B
– –
-34
Closed -$2K
KIE icon
1599
State Street SPDR S&P Insurance ETF
KIE
$678M
$0 ﹤0.01%
21
– –
KRC icon
1600
Kilroy Realty
KRC
$4.32B
– –
-741
Closed -$47K
62 63
64
65 66

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.