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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDYV icon
1576
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.87B
– –
-46,097
Closed -$2.52M
MEDP icon
1577
Medpace
MEDP
$16.9B
$0 ﹤0.01%
1
– –
MFA
1578
MFA Financial
MFA
$928M
$0 ﹤0.01%
2
– –
MMT
1579
Aberdeen Multi-Market Income Fund
MMT
$244M
$0 ﹤0.01%
195
– –
MNST icon
1580
Monster Beverage
MNST
$89.2B
$0 ﹤0.01%
+8
New +$129
MRGR icon
1581
ProShares Merger ETF
MRGR
$15.9M
– –
-3,819
Closed -$146K
MSTR icon
1582
Strategy Inc
MSTR
$37.8B
– –
-2,510
Closed -$35K
MTCH icon
1583
Match Group
MTCH
$8.45B
– –
-1
Closed –
MTG icon
1584
MGIC Investment
MTG
$6.23B
$0 ﹤0.01%
3
– –
MUR icon
1585
Murphy Oil
MUR
$5.12B
$0 ﹤0.01%
2
– –
MVV icon
1586
ProShares Ultra MidCap400
MVV
$163M
$0 ﹤0.01%
+9
New +$334
MWA icon
1587
Mueller Water Products
MWA
$4.09B
– –
-150
Closed -$1K
NAVI icon
1588
Navient
NAVI
$803M
$0 ﹤0.01%
4
– –
NBR icon
1589
Nabors Industries
NBR
$1.3B
– –
-4
Closed –
NFG icon
1590
National Fuel Gas
NFG
$7.82B
$0 ﹤0.01%
2
– –
NG icon
1591
NovaGold Resources
NG
$3.37B
– –
-3,800
Closed -$34K
NGVT icon
1592
Ingevity
NGVT
$2.67B
$0 ﹤0.01%
16
– –
NJR icon
1593
New Jersey Resources
NJR
$5.55B
$0 ﹤0.01%
3
– –
NMFC icon
1594
New Mountain Finance
NMFC
$730M
$0 ﹤0.01%
100
– –
NMIH icon
1595
NMI Holdings
NMIH
$3.34B
– –
-7,086
Closed -$235K
NMRK icon
1596
Newmark Group
NMRK
$2.62B
$0 ﹤0.01%
182
– –
NOK icon
1597
Nokia
NOK
$52.7B
$0 ﹤0.01%
147
-44
-23% -$164
NRG icon
1598
NRG Energy
NRG
$25.2B
$0 ﹤0.01%
13
+1
+8% +$34
NRT
1599
North European Oil Royalty Trust
NRT
$83.8M
– –
-65
Closed –
NSIT icon
1600
Insight Enterprises
NSIT
$4.43B
$0 ﹤0.01%
18
-587
-97% -$34K
62 63
64
65 66

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.