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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCP
1576
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
43
+18
+72% +$25
CFRX
1577
DELISTED
ContraFect Corporation
CFRX
$0 ﹤0.01%
3
– –
NRE
1578
DELISTED
NorthStar Realty Europe Corp.
NRE
$0 ﹤0.01%
45
– –
OAK
1579
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
– –
-853
Closed -$33K
CRAY
1580
DELISTED
Cray, Inc.
CRAY
$0 ﹤0.01%
+2
New +$47
BRS
1581
DELISTED
Bristow Group, Inc.
BRS
$0 ﹤0.01%
+3
New +$7
MFGP
1582
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$0 ﹤0.01%
18
-7
-28% -$186
ELLI
1583
DELISTED
Ellie Mae Inc
ELLI
– –
-67
Closed -$5.82K
TIS
1584
DELISTED
Orchids Paper Products, Inc.
TIS
$0 ﹤0.01%
+5
New +$6
TFCFA
1585
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-134
Closed -$6K
TFCF
1586
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
– –
-2,300
Closed -$110K
VVC
1587
DELISTED
Vectren Corporation
VVC
– –
-2,463
Closed -$176K
BOJA
1588
DELISTED
Bojangles', Inc. Common Stock
BOJA
– –
-1,440
Closed -$23K
DM
1589
DELISTED
Dominion Energy Midstream Ptr LP
DM
– –
-1,587
Closed -$28K
CYHHZ
1590
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
– –
-189
Closed –
WIN
1591
DELISTED
Windstream Holdings Inc
WIN
$0 ﹤0.01%
+396
New +$946
WPG
1592
DELISTED
Washington Prime Group Inc.
WPG
– –
-7
Closed –
ATLS
1593
DELISTED
ATLAS ENERGY GRP,LLC COM UNITS REPSTG LTD (DE)
ATLS
$0 ﹤0.01%
117
– –
NLSN
1594
DELISTED
Nielsen Holdings plc
NLSN
– –
-31
Closed –
WLL
1595
DELISTED
Whiting Petroleum Corporation
WLL
– –
0
– –
REGI
1596
DELISTED
Renewable Energy Group, Inc.
REGI
$0 ﹤0.01%
+3
New +$77
STFC
1597
DELISTED
State Auto Financial Corp
STFC
$0 ﹤0.01%
+10
New +$339
UFS
1598
DELISTED
DOMTAR CORPORATION (New)
UFS
$0 ﹤0.01%
+1
New +$48
CHU
1599
DELISTED
China Unicom (HONG KONG) Limited
CHU
$0 ﹤0.01%
+2
New +$24
AMU
1600
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$0 ﹤0.01%
48
– –
61 62 63
64
65

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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.