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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COHU icon
1551
Cohu
COHU
$2.34B
$1K ﹤0.01%
+40
New +$1.76K
CRNC icon
1552
Cerence
CRNC
$403M
$1K ﹤0.01%
16
– –
CROX icon
1553
Crocs
CROX
$6.63B
$1K ﹤0.01%
+15
New +$1.14K
CXT icon
1554
Crane NXT
CXT
$2.96B
$1K ﹤0.01%
49
– –
DBAW icon
1555
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$303M
$1K ﹤0.01%
51
– –
DNOW icon
1556
DNOW Inc
DNOW
$3.01B
$1K ﹤0.01%
186
– –
EQX icon
1557
Equinox Gold
EQX
$13.5B
$1K ﹤0.01%
238
– –
FCPT icon
1558
Four Corners Property Trust
FCPT
$2.69B
$1K ﹤0.01%
+60
New +$1.65K
FREL icon
1559
Fidelity MSCI Real Estate Index ETF
FREL
$1.47B
$1K ﹤0.01%
39
– –
FSLY icon
1560
Fastly Inc
FSLY
$4.42B
$1K ﹤0.01%
25
– –
FSTA icon
1561
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
$1K ﹤0.01%
38
– –
GBCI icon
1562
Glacier Bancorp
GBCI
$6.35B
$1K ﹤0.01%
35
– –
GUNR icon
1563
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.09B
$1K ﹤0.01%
+32
New +$1.14K
HNDL icon
1564
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$635M
$1K ﹤0.01%
+50
New +$1.26K
HPP
1565
Hudson Pacific Properties
HPP
$740M
$1K ﹤0.01%
10
+3
+43% +$536
HUBB icon
1566
Hubbell
HUBB
$26.7B
$1K ﹤0.01%
6
– –
HYT icon
1567
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1K ﹤0.01%
122
– –
ICF icon
1568
iShares Select U.S. REIT ETF
ICF
$2.08B
$1K ﹤0.01%
29
+1
+4% +$55
IDA icon
1569
Idacorp
IDA
$8.08B
$1K ﹤0.01%
+16
New +$1.46K
IOSP icon
1570
Innospec
IOSP
$2.29B
$1K ﹤0.01%
18
– –
IYR icon
1571
iShares US Real Estate ETF
IYR
$4.52B
$1K ﹤0.01%
16
– –
JAZZ icon
1572
Jazz Pharmaceuticals
JAZZ
$16.7B
$1K ﹤0.01%
11
– –
KTOS icon
1573
Kratos Defense & Security Solutions
KTOS
$11.7B
$1K ﹤0.01%
+63
New +$1.77K
LBTYA icon
1574
Liberty Global Class A
LBTYA
$3.46B
$1K ﹤0.01%
52
– –
MMT
1575
Aberdeen Multi-Market Income Fund
MMT
$243M
$1K ﹤0.01%
195
– –
61 62
63
64 65

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.